Authoritarianism is a political system characterized by the rejection of political plurality, the use of strong central power to preserve the political status quo, and reductions in democracy, separation of powers, civil liberties, and the rule of law.
Authoritarian may be either autocratic or oligarchic and may be based upon the rule of a party or the military. States that have a blurred boundary between democracy and authoritarianism have sometimes been characterized as "hybrid democracies", "hybrid regimes" or "competitive authoritarian" states.The political scientist Juan Linz, in an influentialRichard Shorten, Modernism and Totalitarianism: Rethinking the Intellectual Sources of Nazism and Stalinism, 1945 to the Present (Palgrave Macmillan, 2012), p. 256 (note 67): "For a long time the authoritative definition of authoritarianism was that of Juan J. Linz." 1964 work, An Authoritarian Regime: Spain, defined authoritarianism as possessing four qualities:
Minimally defined, an authoritarian government lacks free and competitive to , free and competitive direct or indirect elections for executives, or both. Broadly defined, authoritarian states include countries that lack human rights such as freedom of religion, or countries in which the government and the opposition do not alternate in power at least once following free elections. Authoritarian states might contain nominally democratic institutions such as political parties, legislatures and elections which are managed to entrench authoritarian rule and can feature fraudulent, non-competitive elections.
Since 1946, the share of authoritarian states in the international political system increased until the mid-1970s but declined from then until the year 2000. Prior to 2000, dictatorships typically began with a coup and replaced a pre-existing authoritarian regime. Since 2000, dictatorships are most likely to begin through democratic backsliding whereby a democratically elected leader established an authoritarian regime.
Authoritarian states usually result in worse health outcomes, a weaker economy and more corruption than in more democratic nations.
Authoritarianism also tends to embrace the informal and unregulated exercise of political power, a leadership that is "self-appointed and even if elected cannot be displaced by citizens' free choice among competitors", the arbitrary deprivation of civil liberties and little tolerance for meaningful opposition. A range of also attempt to stifle civil society while political stability is maintained by control over and support of the armed forces, a bureaucracy staffed by the regime and creation of allegiance through various means of socialization and indoctrination. Pippa Norris and Ronald Inglehart identify authoritarianism in politicians and political parties by looking for values of security, conformity, and obedience.
Authoritarianism is marked by "indefinite political tenure" of the ruler or ruling party (often in a one-party state) or other authority. The transition from an authoritarian system to a more Democracy form of government is referred to as democratization.
The Soviet Russia Constitution of 1918, the first charter of the new Russian Socialist Federated Soviet Republic (RSFSR), was described by Vladimir Lenin as a "revolutionary" document. It was, he said, unlike any constitution drafted by a nation-state. The concept of "authoritarian constitutionalism" has been developed by legal scholar Mark Tushnet.Tushnet, Mark (January 2015). "Authoritarian Constitutionalism" . Cornell Law Review. Cambridge University Press. 100 (2): 36–50. . Tushnet distinguishes authoritarian constitutionalist regimes from "liberal constitutionalist" regimes ("the sort familiar in the modern West, with core commitments to human rights and self-governance implemented by means of varying institutional devices") and from purely authoritarian regimes (which reject the idea of human rights or constraints on leaders' power). He describes authoritarian constitutionalist regimes as (1) authoritarian dominant-party states that (2) impose sanctions (such as libel judgments) against, but do not arbitrarily arrest, political dissidents; (3) permit "reasonably open discussion and criticism of its policies"; (4) hold "reasonably free and fair elections", without systemic intimidation, but "with close attention to such matters as the drawing of election districts and the creation of party lists to ensure as best it can that it will prevailand by a substantial margin"; (5) reflect at least occasional responsiveness to public opinion; and (6) create "mechanisms to ensure that the amount of dissent does not exceed the level it regards as desirable." Tushnet cites Singapore as an example of an authoritarian constitutionalist state, and connects the concept to that of hybrid regimes.
Eva Bellin argues that under certain circumstances the bourgeoise and Labour movement are more likely to favor democratization, but less so under other circumstances. Economic development can boost public support for authoritarian regimes in the short-to-medium term.
According to Michael Albertus, most Land reform tend to be implemented by authoritarian regimes that subsequently withhold property rights from the beneficiaries of the land reform. Authoritarian regimes do so to gain coercive leverage over rural populations.
Democratic and authoritarian arguably differ most prominently in their elections. Democratic elections are generally inclusive, competitive, and fair. In most instances, the elected leader is appointed to act on behalf of the general will. Authoritarian elections, on the other hand, are frequently subject to electoral fraud and extreme constraints on the participation of opposing parties. Autocratic leaders employ tactics like murdering political opposition and paying election monitors to ensure victory. The proportion of authoritarian regimes with elections and support parties has risen in recent years. This is largely due to the increasing popularity of democracies and electoral autocracies, leading authoritarian regimes to imitate democratic regimes in hopes of receiving aid and dodging criticism. Flawed elections also give authoritarians a controlled way to monitor public sentiment.
According to a 2018 study, most party-led dictatorships regularly hold popular elections. Prior to the 1990s, most of these elections had no alternative parties or candidates for voters to choose. Since the end of the Cold War, about two-thirds of elections in authoritarian systems allow for some opposition, but the elections are structured in a way to heavily favor the incumbent authoritarian regime.
Hindrances to free and fair elections in authoritarian systems may include:
While authoritarian regimes invest considerably in propaganda out of a belief that it enhances regime survival, scholars have offered mixed views as to whether propaganda is effective.
Political scientist Theodore M. Vestal writes that authoritarian political systems may be weakened through inadequate responsiveness to either popular or elite demands and that the authoritarian tendency to respond to challenges by exerting tighter control, instead of by adapting, may compromise the legitimacy of an authoritarian state and lead to its collapse.
One exception to this general trend is the endurance of the authoritarian rule of the Chinese Communist Party which has been unusually resilient among authoritarian regimes. Nathan posits that this can be attributed to four factors such as (1) "the increasingly norm-bound nature of its succession politics"; (2) "the increase in meritocratic as opposed to factional considerations in the promotion of political elites"; (3) "the differentiation and functional specialization of institutions within the regime"; and (4) "the establishment of institutions for political participation and appeal that strengthen the CCP's legitimacy among the public at large."
Some scholars have challenged notions that authoritarian states are inherently brittle systems that require repression and propaganda to make people comply with the authoritarian regime. Adam Przeworski has challenged this, noting that while authoritarian regimes do take actions that serve to enhance regime survival, they also engage in mundane everyday governance and their subjects do not hold a posture towards the regime at all moments of their life. He writes, "People in autocracies do not incessantly live under the shadow of dramatic historical events; they lead everyday routine lives." Similarly, Thomas Pepinsky has challenged the common mental image of an authoritarian state as one of grim totalitarianism, desperate hardship, strict censorship, and dictatorial orders of murder, torture and disappearances. He writes, "life in authoritarian states is mostly boring and tolerable."
Authoritarians may resort to measures referred to as coup-proofing (structures that make it hard for any small group to seize power). Coup-proofing strategies include strategically placing family, ethnic, and religious groups in the military; creating of an armed force parallel to the regular military; and developing multiple internal security agencies with overlapping jurisdiction that constantly monitor one another. Research shows that some coup-proofing strategies reduce the risk of coups occurring and reduce the likelihood of mass protests. However, coup-proofing reduces military effectiveness,
and limits the rents that an incumbent can extract. A 2016 study shows that the implementation of succession rules reduce the occurrence of coup attempts. Succession rules are believed to hamper coordination efforts among coup plotters by assuaging elites who have more to gain by patience than by plotting. According to political scientists Curtis Bell and Jonathan Powell, coup attempts in neighboring countries lead to greater coup-proofing and coup-related repression in a region. A 2017 study finds that countries' coup-proofing strategies are heavily influenced by other countries with similar histories. A 2018 study in the Journal of Peace Research found that leaders who survive coup attempts and respond by purging known and potential rivals are likely to have longer tenures as leaders. A 2019 study in Conflict Management and Peace Science found that personalist dictatorships are more likely to take coup-proofing measures than other authoritarian regimes; the authors argue that this is because "personalists are characterized by weak institutions and narrow support bases, a lack of unifying ideologies and informal links to the ruler."According to a 2019 study, personalist dictatorships are more repressive than other forms of dictatorship.
According to University of Michigan professor Dan Slater, modern forms of authoritarianism are fundamentally dissimilar from historical forms of nondemocratic rule. He links modern authoritarianism to the era of mass politics, which began with the French Revolution.
Subtypes of authoritarian regimes identified by Linz are Corporatism or organic-statistic, racial and ethnic "democracy" and post-totalitarian.
A typology of authoritarian regimes by political scientists Brian Lai and Dan Slater includes four categories:
John Duckitt suggests a link between authoritarianism and collectivism, asserting that both stand in opposition to individualism. Duckitt writes that both authoritarianism and collectivism submerge individual rights and goals to group goals, expectations and Conformity.
According to Steven Levitsky and Lucan Way, authoritarian regimes that are created in social revolutions are far more durable than other kinds of authoritarian regimes.
A further distinction that liberal democracies have rarely made war with one another; research has extended the theory and finds that more democratic countries tend to have few wars (sometimes called militarized interstate disputes) causing fewer battle deaths with one another and that democracies have far fewer .
Research shows that the democratic nations have much less democide or murder by government. Those were also moderately developed nations before applying liberal democratic policies.
Research by the World Bank suggests that political institutions are extremely important in determining the prevalence of corruption and that parliamentary systems, political stability and freedom of the press are all associated with lower corruption.Daniel Lederman, Norman Loayza, & Rodrigo Res Soares, "Accountability and Corruption: Political Institutions Matter" , World Bank Policy Research Working Paper No. 2708 (November 2001).A 2006 study by economist Alberto Abadie has concluded that terrorism is most common in nations with intermediate political freedom. The nations with the least terrorism are the most and least democratic nations, and that "transitions from an authoritarian regime to a democracy may be accompanied by temporary increases in terrorism." Studies in 2013 and 2017 similarly found a nonlinear relationship between political freedom and terrorism, with the most terrorist attacks occurring in partial democracies and the fewest in "strict autocracies and full-fledged democracies." A 2018 study by Amichai Magen demonstrated that liberal democracies and polyarchies not only suffer fewer terrorist attacks as compared to other regime types, but also suffer fewer casualties in terrorist attacks as compared to other regime types, which may be attributed to higher-quality democracies' responsiveness to their citizens' demands, including "the desire for physical safety", resulting in "investment in intelligence, infrastructure protection, first responders, social resilience, and specialized medical care" which averts casualties. Magen also stated that terrorism in closed autocracies sharply increased starting in 2013.
Within national democratic governments, there may be subnational authoritarian enclaves. A prominent examples of this includes the Southern United States after Reconstruction, as well as areas of contemporary Argentina and Mexico.
Competitive authoritarian regimes differ from fully authoritarian regimes in that elections are regularly held, the opposition can openly operate without a high risk of exile or imprisonment and "democratic procedures are sufficiently meaningful for opposition groups to take them seriously as arenas through which to contest for power." Competitive authoritarian regimes lack one or more of the three characteristics of democracies such as free elections (i.e. elections untainted by substantial fraud or voter intimidation); protection of civil liberties (i.e. the freedom of speech, press and association) and an even playing field (in terms of access to resources, the media and legal recourse).Levitsky & Way (2010), pp. 7–12.
Carolin Amlinger and Oliver Nachtwey, in Offended Freedom: The Rise of Libertarian Authoritarianism, describe libertarian authoritarianism as arising from a backlash to government efforts to contain the COVID-19 pandemic and, more broadly, against the increasing complexity of the world, ultimately leading to hostility towards democracy.
Writing in Jacobin and New Statesman, Amlinger and Nachtwey define libertarian authoritarians as those who believe in the abolition of the democratic state on the basis of its restrictions on individual freedoms, and "consider the democratic state itself, the authorities and their regulations, to be invasive and harmful"; they described the fundamental basis of libertarian authoritarianism to be based in "post-truth politics", and that in the late-modern era, believers validate their opinions "with proto-scientific evidence, rumours, conspiracy theories and fake news". They describe neoliberalism as an additional factor contributing towards the recent rise of the ideology. Individuals they identify as modern adherents to the ideology include Peter Thiel, Elon Musk, and Javier Milei, having merged their libertarianism with their "authoritarian tendencies".
Linz distinguished new forms of authoritarianism from personalistic dictatorships and totalitarian states, taking Francoist Spain as an example. Unlike personalistic dictatorships, new forms of authoritarianism have institutionalized representation of a variety of actors (in Spain's case, including the military, the Catholic Church, Falange, Monarchism, and others). Unlike totalitarian states, the regime relies on passive mass acceptance rather than popular support.Todd Landman, Studying Human Rights (Routledge, 2003), p. 71 (citing Linz 1964 and others). According to Juan Linz the distinction between an authoritarian regime and a Totalitarianism one is that an authoritarian regime seeks to suffocate politics and political mobilization while totalitarianism seeks to control and use them. Authoritarianism primarily differs from totalitarianism in that social and economic institutions exist that are not under governmental control. Building on the work of Yale political scientist Juan Linz, Paul C. Sondrol of the University of Colorado at Colorado Springs has examined the characteristics of authoritarian and totalitarian dictators and organized them in a chart:
Charisma | High | Low |
Role conception | Leader as function | Leader as individual |
Ends of power | Public | Private |
Corruption | Low | High |
Official ideology | Yes | No |
Limited pluralism | No | Yes |
Legitimacy | Yes | No |
Compared to totalitarianism, "the authoritarian state still maintains a certain distinction between state and society. It is only concerned with political power and as long as that is not contested it gives society a certain degree of liberty. Totalitarianism, on the other hand, invades private sphere and asphyxiates it."Radu Cinpoes, Nationalism and Identity in Romania: A History of Extreme Politics from the Birth of the State to EU Accession, p. 70. Another distinction is that "authoritarianism is not animated by utopian ideals in the way totalitarianism is. It does not attempt to change the world and human nature." Carl Joachim Friedrich writes that "a totalist ideology, a party reinforced by a secret police, and monopoly control of ... industrial mass society" are the three features of totalitarian regimes that distinguish them from other autocracies.
Greg Yudin, a professor of political philosophy at the Moscow School of Social and Economic Sciences, argues "political passivity and civic disengagement" are "key features" of authoritarianism, while totalitarianism relies on "mass mobilization, terror and homogeneity of beliefs".
One of the few areas that some scholars have theorized that autocracies may have an advantage, is in industrialization. In the 20th century, Seymour Martin Lipset argued that low-income authoritarian regimes have certain technocratic "efficiency-enhancing advantages" over low-income democracies that gives authoritarian regimes an advantage in economic development.Morton H. Halperin, Joseph T. Siegle, & Michael M. Weinstein, The Democracy Advantage: How Democracies Promote Prosperity and Peace. (Council on Foreign Relations/Psychology Press, 2005). By contrast, Morton H. Halperin, Joseph T. Siegle and Michael M. Weinstein (2005) argue that democracies "realize superior development performance" over authoritarianism, pointing out that poor democracies are more likely to have steadier economic growth and less likely to experience economic and humanitarian catastrophes (such as refugee crises) than authoritarian regimes; that civil liberties in democracies act as a curb on corruption and misuse of resources; and that democracies are more adaptable than authoritarian regimes.
According to Democratic peace theory, fully functioning democracies are less likely to go to war with each other. No similar advantage has been found with authoritarian regimes.
World War II saw the defeat of the Axis powers by the Allied powers. All the Axis powers (Nazi Germany, Fascist Italy and Imperial Japan) had totalitarian or authoritarian governments, and two of the three were replaced by governments based on democratic constitutions. The Allied powers were an alliance of Democratic states and (later) the Communist Soviet Union. At least in Western Europe the initial post-war era embraced pluralism and freedom of expression in areas that had been under control of authoritarian regimes. The memory of fascism and Nazism was denigrated. The new Federal Republic of Germany banned its expression. In reaction to the centralism of the Nazi state, the new constitution of West Germany (Federal Republic of Germany) exercised "separation of powers" and placed "law enforcement firmly in the hands" of the sixteen Länder or states of the republic, not with the federal German government, at least not at first. The Federal Police . Federal Ministry of the Interior, Building and Community of Germany
Culturally there was also a strong sense of anti-authoritarianism based on anti-fascism in Western Europe. This was attributed to the active resistance from occupation and to fears arising from the development of .
Anti-authoritarianism also became associated with countercultural and Bohemianism movements such as the Beat Generation in the 1950s, the hippies in the 1960s"The way of the hippie is antithetical to all repressive hierarchical power structures since they are adverse to the hippie goals of peace, love and freedom ... Hippies don't impose their beliefs on others. Instead, hippies seek to change the world through reason and by living what they believe." and Punk subculture in the 1970s.In South America, Argentina, Bolivia, Brazil, Paraguay, Chile and Uruguay moved away from dictatorships to democracy between 1982 and 1990.
With the fall of the Berlin Wall in 1989 and the Soviet Union in 1991, the other authoritarian/totalitarian "half" of the Allied Powers of World War II collapsed. This led not so much to revolt against authority in general, but to the belief that authoritarian states (and state control of economies) were outdated. The idea that "liberal democracy was the final form toward which all political striving was directed" became very popular in Western countries and was celebrated in Francis Fukuyama's book The End of History and the Last Man. According to Charles H. Fairbanks Jr., "all the new states that stumbled out of the ruins of the Soviet bloc, except Uzbekistan and Turkmenistan, seemed indeed to be moving towards democracy in the early 1990s" as were the countries of East Central Europe and the Balkans.
In December 2010, the Arab Spring arose in response to unrest over economic stagnation but also in opposition to oppressive authoritarian regimes, first in Tunisia, and spreading to Libya, Egypt, Yemen, Syria, Bahrain and elsewhere. Regimes were toppled in Tunisia, Libya, Egypt and partially in Yemen while other countries saw riots, civil wars or insurgencies. Most Arab Spring revolutions failed to lead to enduring democratization. In the decade following the Arab Spring, of the countries in which an autocracy was toppled in the Arab spring, only Tunisia had become a genuine democracy; Egypt backslid to return to a military-run authoritarian state, while Libya, Syria and Yemen experienced devastating civil wars.
+ International trends in democracy/authoritarianism | ||
source: V-Dem |
Writing in 2018, American political journalist David Frum stated: "The hopeful world of the very late 20th centurythe world of NAFTA and an expanding NATO; of the World Wide Web 1.0 and liberal interventionism; of the global spread of democracy under leaders such as Václav Havel and looks battered and delusive."
Michael Ignatieff wrote that Fukuyama's idea of liberalism vanquishing authoritarianism "now looks like a quaint artifact of a vanished unipolar moment" and Fukuyama himself expressed concern. By 2018, only one Arab Spring uprising (that in Tunisia) resulted in a transition to constitutional democratic governance and a "resurgence of authoritarianism and Islamic extremism" in the region was dubbed the Arab Winter.
Various explanations have been offered for the new spread of authoritarianism. They include the downside of globalization, and the subsequent rise of populism and neo-nationalism, and the success of the Beijing Consensus, i.e. the authoritarian model of the People's Republic of China. In countries such as the United States, factors blamed for the growth of authoritarianism include the 2008 financial crisis and slower real wage growth as well as social media's elimination of so-called "gatekeepers" of knowledge – the equivalent of disintermediation in economics – so that a large fraction of the population considers to be opinion what were once "viewed as verifiable facts" – including everything from the danger of global warming to the preventing the spread of disease through vaccination – and considers to be fact what are actually only unproven fringe opinions.
In United States politics, White supremacy groups such as the Ku Klux Klan, neo-Nazi skinheads, and adherents of the Christian Identity, ideology have long operated as a loose network. In the Information Age, far-right extremists throughout the U.S. and much of the West have consolidated further into a movement known as the Alt-right, which has inspired numerous terrorist attacks while at the same time increasing the mainstream appeal of white supremacism. According to Azani et al.:
The current resurgence of far-right ideology may be explained by a variety of factors, primarily, the strategic adjustment of white supremacists to soften overtly racist rhetoric in order to appeal to a wider audience. This new discourse attempts to normalize white supremacy, developing intellectual and theoretical foundations for racism based on the notion that the white race is at risk of eradication, threatened by the growing population of immigrants and people of colour. The pre-existing, offensive white supremacist, fascist and neo-Nazi ideas that drove the white power movement of the twentieth century were thus rebranded through a new innocuous defensive frame of white victimhood. As such, the new strategy of racist rhetoric has allowed the movement to co-opt mainstream political debates surrounding immigration and globalization, drawing large audiences through a deliberate obfuscation of the underlying ideology.Far-right extremism has played a key role in promoting the Great Replacement and White genocide conspiracy theories, and an "acceleration" of racial conflict through violent means such as , , terrorist attacks, and societal collapse in order to achieve the building of a white ethnostate. While many contemporary extreme far-right groups eschew the hierarchical structure of other authoritarian political organizations, they often explicitly promote cultural authoritarianism alongside xenophobia, racism, antisemitism, homophobia and misogyny, as well as authoritarian government interventions against perceived societal problems.
States characterized as authoritarian are typically not rated as democracies by The Economist Democracy Index or as 'free' by Freedom House Freedom in the World index, and do not reach a high score on V-Dem Democracy Indices. Contemporary examples of totalitarian states include North Korea (officially, the Democratic People's Republic of Korea).
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