Provenance () is the chronology of the ownership, custody or location of a historical object. OED: "The fact of coming from some particular source or quarter; source, derivation" The term was originally mostly used in relation to works of art, but is now used in similar senses in a wide range of fields, including archaeology, paleontology, archival science, circular economy, computing, and scientific inquiry in general.
The primary purpose of tracing the provenance of an object or entity is normally to provide contextual and circumstantial evidence for its original production or discovery, by establishing, as far as practicable, its later history, especially the sequences of its formal ownership, custody and places of storage. The practice has a particular value in helping Authentication objects. Comparative techniques, expert opinions and the results of scientific tests may also be used to these ends, but establishing provenance is essentially a matter of . The term dates to the 1780s in English. Provenance is conceptually comparable to the legal term chain of custody.
For museums and the art trade, in addition to helping establish the authorship and authenticity of an object, provenance has become increasingly important in helping establish the moral and legal validity of a chain of custody, given the increasing amount of looted art. These issues first became a major concern regarding works that had changed hands in Nazi-controlled areas in Europe before and during World War II. Many museums began compiling pro-active registers of such works and their history. Recently the same concerns have come to prominence for works of African art, often exported illegally, and antiquities from many parts of the world, but currently especially in Iraq, and then Syria. "Better Safe Than Sorry: American Museums Take Measures Mindful of Repatriation of African Art", by Robin Scher, Art News, 11 June 2019
In archaeology and paleontology, the derived term provenience is used with a related but very particular meaning, to refer to the location (in modern research, recorded precisely in three dimensions) where an artifact or other ancient item was found. Provenance covers an object's complete documented history. An artifact may thus have both a provenience and a provenance.
Many galleries are putting a great deal of effort into researching the provenance of paintings in their collections for which there is no firm provenance during that period. Documented evidence of provenance for an object can help to establish that it has not been altered and is not a forgery, a reproduction, art theft or looted art. Provenance helps assign the work to a known artist, and a documented history can be of use in helping to prove ownership. An example of a detailed provenance is given in the Arnolfini portrait.
The quality of provenance of an important work of art can make a considerable difference to its selling price in the market. This is affected by the degree of certainty of the provenance, the status of past owners as collectors, and in many cases by the strength of evidence that an object has not been illegally excavated or exported from another country. The provenance of a work of art may vary greatly in length, depending on context or the amount that is known, from a single name to an entry in a scholarly catalogue some thousands of words long.
An expert certification can mean the difference between an object having no value and being worth a fortune. Certifications themselves may be open to question. Jacques van Meegeren forged the work of his father Han van Meegeren, who had forged the work of Vermeer. Jacques sometimes produced a certificate with his forgeries, stating that a work was created by his father.
John Drewe was able to pass off as genuine paintings, a large number of forgeries that would have easily been recognised as such by scientific examination. He established an impressive, but false provenance. Because of this, galleries and dealers accepted the paintings as genuine. He created this false provenance by forging letters and other documents, including false entries in earlier exhibition catalogues.
Sometimes provenance can be as simple as a photograph of the item with its original owner. Simple yet definitive documentation such as that can increase its value by an order of magnitude, but only if the owner was of high renown. Many items that were sold at auction have gone far past their estimates because of a photograph showing that item with a famous person. Some examples include antiques owned by politicians, musicians, artists, actors, etc.
In the context of discussions about the restitution of cultural objects in museum collections of colonial origin, the AfricaMuseum in Belgium started to publicly present information about such objects in its permanent exhibition in 2021.
Where the research is proceeding backwards, to discover the previous provenance of a painting whose current ownership and location are known, it is important to record the physical details of the painting – style, subject, signature, materials, dimensions, frame, etc.Reynolds, Lisa, An Art Provenance Research Guide available at University of North Carolina Master's Papers The titles of paintings and the attribution to a particular artist may change over time. The size of the work and its description can be used to identify earlier references to the painting.
The back of a painting can contain significant provenance information. There may be exhibition marks, dealer stamps, gallery labels and other indications of previous ownership. There may be shipping labels. In the BBC TV programme Fake or Fortune? the provenance of the painting Bords de la Seine à Argenteuil was investigated using a gallery sticker and shipping label on the back. Early provenance can sometimes be indicated by a cartellino, a trompe-l'œil representation of an inscribed label, added to the front of a painting. However, these can be forged, or can fade or be painted over.
Auction records are an important resource to assist in researching the provenance of paintings.
If a painting has been in private hands for an extended period and on display in a stately home, it may be recorded in an inventory – for example, the Lumley inventory. Dynasties, a catalogue of an exhibition at the Tate Gallery, Karen Hearn, page 158 The painting may also have been noticed by a visitor who subsequently wrote about it. It may have been mentioned in a will or a diary. Where the painting has been bought from a dealer, or changed hands in a private transaction, there may be a bill of sale or sales receipt that provides evidence of provenance. Where the artist is known, there may be a catalogue raisonné listing all the artist's known works and their location at the time of writing. A database of catalogues raisonné is available at the International Foundation for Art Research.
Historic photos of the painting may be discussed and illustrated in a more general work on the artist, period or genre. Similarly, a photograph of a painting may show inscriptions (or a signature) that subsequently became lost as a result of overzealous restoration. Conversely, a photograph may show that an inscription was not visible at an earlier date. One of the disputed aspects of the "Rice" portrait of Jane Austen concerns apparent inscriptions identifying artist and sitter.
Conversely, records of different provenance should be preserved and documented separately. In archival practice, proof of provenance is provided by the operation of control systems that document the history of records kept in archives, including details of amendments made to them. The authority of an archival document or set of documents of which the provenance is uncertain, because of gaps in the recorded chain of custody, will be considered to be severely compromised.
The principles of archival provenance were developed in the 19th century by both French and Prussian archivists, and gained widespread acceptance on the basis of their formulation in the Manual for the Arrangement and Description of Archives by Dutch state archivists Samuel Muller, J. A. Feith, and R. Fruin, published in the Netherlands in 1898, often referred to as the "Dutch Manual".
Seamus Ross has argued a case for adapting established principles and theories of archival provenance to the field of modern digital preservation and curation.
Provenance is also the title of the journal published by the Society of Georgia Archivists.
Provenance studies may shed light on the books themselves, providing evidence of the role particular titles have played in social, intellectual and literary history. Such studies may also add to our knowledge of particular owners of books. For instance, looking at the books owned by a writer may help to show which works influenced him or her.
Many provenance studies are historically focused, and concentrated on books owned by writers, politicians and public figures. The recent ownership of books is studied, however, as is evidence of how ordinary or anonymous readers have interacted with books.
Provenance can be studied both by examining the books themselves, for instance looking at inscriptions, marginalia, , , and bindings, and by reference to external sources of information such as auction catalogues.
For a piano, provenance can be established by starting with the authentication of the brand of manufacture and serial number, which will usually identify age. Then bills of sale, tuning records, bills of lading, concert programs that identify a piano by serial number, letters, famous signatures inside or on the outside of a piano, statements under oath in a court of law and photographs can all help authenticate a piano's provenance.
When decisions need to be made in a court of law for a bankruptcy, or before a piano goes up for auction, or when an educational institution needs to establish a value for a deed of trust being established with the gift of a piano, then experts are usually hired to authenticate the piano's provenance.
Piano provenance has emerged as a field of study with experts having college degrees in some specialty connected to the piano or to art combined with professional training and experience in the field.
Most experts belong to some form of association. For example, Karen Earle Lile niece of Tony Terran and Kendall Ross Bean, members of the Preservations Artisans Guild, were chosen by Mercersburg Academy to research and authenticate the provenance of the John Lennon-Yoko Ono-Green-Andy Warhol piano before it was put up for sale to fund a Deed of Trust by the Shaool Family to Mercersburg Academy for future student scholarships. Because this piano was part of a famous lawsuit in 2000 and had extensive coverage as the "Lost Lennon Piano", when provenance research done by Lile was revealed by the Alex Cooper Auctioneers to the public, the provenance became the subject of dozens of newspapers and magazines that picked up the story.
In the case of sculpture or art that are incorporated into the piano's cabinet, experts might be come from the field of art valuation and belong to an appraiser society such as the American Society of Appraisers or the International Society of Appraisers.
Recent technology developments have aided collectors in assessing the temperature and humidity history of the wine which are two key components in establishing perfect provenance. For example, there are devices available that rest inside the wood case and can be read through the wood by waving a smartphone equipped with a simple app. These devices track the conditions the case has been exposed to for the duration of the battery life, which can be as long as 15 years, and sends a graph and high/low readings to the smartphone user. This takes the trust issue out of the hands of the owner and gives it to a third party for verification.
Any given antiquity may have both a provenience, where it was found, and a provenance, where it has been since it was found. A summary of the distinction is that "provenience is a fixed point, while provenance can be considered an itinerary that an object follows as it moves from hand to hand." Another metaphor is that provenience is an artifact's "birthplace", while provenance is its "résumé". This can be imprecise. Many artifacts originated as trade goods created in one region, but were used and finally deposited in another.
Aside from scientific precision, a need for the distinction in these fields has been described thus:
In this context, the provenance can occasionally be the detailed history of where an object has been since its creation, as in art history contexts – not just since its modern finding. In some cases, such as where there is an inscription on the object, or an account of it in written materials from the same era, an object of study in archaeology or cultural anthropology may have an early provenance – a known history that predates modern research – then a provenience from its modern finding, and finally a continued provenance relating to its handling and storage or display after the modern acquisition.
Evidence of provenance in the more general sense can be of importance in archaeology. Fakes are not unknown, and finds are sometimes removed from the context in which they were found without documentation, reducing their value to science. Even when apparently discovered in situ, archaeological finds are treated with caution. The provenience of a find may not be properly represented by the context in which it was found, e.g. due to Stratigraphy being disturbed by erosion, earthquakes, or ancient reconstruction or other disturbance at a site.
Artifacts can be moved through looting as well as trade, far from their place of origin and long before modern rediscovery. Many source nations have passed legislation forbidding the domestic trade in cultural heritage. Further research is often required to establish the true provenance and legal status of a find, and what the relationship is between the exact provenience and the overall provenance.
In paleontology and paleoanthropology, it is recognized that can also move from their primary context and are sometimes found, apparently in-situ, in deposits to which they do not belong because they have been moved, for example, by the erosion of nearby but different . It is unclear how strictly paleontology maintains the provenience and provenance distinction. For example, a short glossary at a website, primarily aimed at young students, of the American Museum of Natural History treats the terms as synonymous, while scholarly paleontology works make frequent use of provenience in the same precise sense as used in archaeology and paleoanthropology.
While exacting details of a find's provenience are primarily of use to scientific researchers, most natural history and archaeology museums also make strenuous efforts to record how the items in their collections were acquired. These records are often of use in helping to establish a chain of provenance.
Current initiatives to effectively manage, share, and reuse ecological data are indicative of the increasing importance of data provenance. Examples of these initiatives are National Science Foundation Datanet projects, DataONE and Data Conservancy, as well as the U.S. Global Change Research Program.Ma, X.; Fox, P.; Tilmes, C.; Jacobs, K.; Waple, A. (2014) Capturing and presenting provenance of global change information. Nature Climate Change 4 (6), 409-413. Some international academic consortia, such as the Research Data Alliance, have specific groups to tackle issues of provenance. In that case it is the Research Data Provenance Interest Group.
Interoperability is a design goal of most recent computer science provenance theories and models, for example the Open Provenance Model (OPM) 2008 generation workshop aimed at "establishing inter-operability of systems" through information exchange agreements.Moreau et al. (2008) The Open Provenance Model: An Overview, in J. Freire, D. Koop, and L. Moreau (Eds.): IPAW 2008, LNCS 5272, pp. 323–326, 2008. Springer. [4] Data models and serialisation formats for delivering provenance information typically reuse existing metadata models where possible to enable this. Both the OPM VocabularyZhao, J. (2010) " Open Provenance Model Vocabulary Specification", accessed 2016-04-09. and the PROV OntologyLebo et al. (eds.) " PROV-O: The PROV Ontology", accessed 2016-04-09. make extensive use of metadata models such as Dublin Core and Semantic Web technologies such as the Web Ontology Language (OWL). Current practice is to rely on the W3C PROV data model, OPM's successor.
There are several maintained and open-source provenance capture implementation at the operating system level such as CamFlow, CamFlow, a Linux security module by the University of Cambridge and Harvard University
Provenance trials, where material of different provenances are planted in a single place or at different locations spanning a range of environmental conditions, is a way to reveal genetic variation among provenances. It also contributes to an understanding of how different provenances respond to various climatic and environmental conditions and can as such contribute with knowledge on how to strategically select provenances for climate change adaptation.
Software provenance encompasses the origin of software and its Software license. For example, when incorporating a free, open source or proprietary software component in an application, one may wish to understand its provenance to ensure that licensing requirements are fulfilled and that other software characteristics can be understood.
Data provenance covers the provenance of computerized data. There are two main aspects of data provenance: ownership of the data and data usage. Ownership will tell the user who is responsible for the source of the data, ideally including information on the originator of the data. Data usage gives details regarding how the data has been used and modified and often includes information on how to cite the data source or sources.
Data provenance is of particular concern with electronic data, as data sets are often modified and copied without proper citation or acknowledgement of the originating data set. Databases make it easy to select specific information from data sets and merge this data with other data sources without any documentation of how the data was obtained or how it was modified from the original data set or sets. The automated analysis of data provenance graphs has been described as a mean to verify compliance with regulations regarding data usage such as introduced by the EU GDPR.
Secure Provenance refers to providing integrity and confidentiality guarantees to provenance information. In other words, secure provenance means to ensure that history cannot be rewritten, and users can specify who else can look into their actions on the object. The Case of the Fake Picasso: Preventing History Forgery with Secure Provenance, Hasan et al., USENIX FAST 2009.
A simple method of ensuring data provenance in computing is to mark a file as read only. This allows the user to view the contents of the file, but not edit or otherwise modify it. Read only can also in some cases prevent the user from accidentally or intentionally deleting the file.
Book studies
Nazi-Era provenance research
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