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A "Guardian of the banner" was a high ranking in the direct service of the Tokugawa shogunate of feudal .Nussbaum, Louis Frédéric et al. (2005). Hatamoto in ; n.b., Louis-Frédéric is pseudonym of Louis-Frédéric Nussbaum, see Deutsche Nationalbibliothek Authority File. While all three of the shogunates in Japanese history had official retainers, in the two preceding ones, they were referred to as . However, in the , hatamoto were the upper of the Tokugawa house,Ooms, p. 190. and the gokenin were the lower vassals. There was no precise difference between the two in terms of level, but a hatamoto had the right to an audience with the , whereas gokenin did not.Ogawa, p. 43. The word hatamoto literally means "origin/base of the flag", with the sense of 'around the flag', it is described in Japanese as 'those who guard the flag' (on the battlefield) and is often translated into English as " bannerman". Another term for the Edo-era hatamoto was 直参旗本, sometimes rendered as "direct shogunal hatamoto", which serves to illustrate the difference between them and the preceding generation of hatamoto who served various lords.


History
The term hatamoto originated in the . The term was used for the direct retainers of a lord; as the name suggests, the men who were grouped "around of the flag". Many lords had hatamoto; however, when the Tokugawa clan achieved ascendancy in 1600, its hatamoto system was , and it is that system which is chiefly referred to now when using the term.

In the eyes of the Tokugawa shogunate, hatamoto were retainers who had served the from its days in onward.Ogawa, p. 35. However, the ranks of the hatamoto also included people from outside the ranks of the Tokugawa house. Retainer families of defeated formerly grand families like the , Hōjō, or were included, as were cadet branches of lord families.Ogawa, pp. 35–36. Also included were heirs to lords whose domains were , for example Asano Daigaku, the brother of , local power figures in remote parts of the country who never became daimyōs; and the families of and (Governors): some of these include the , Besshō (branch of the Akamatsu), Hōjō, , (branch of the Toki), , (branch of the Ashikaga), , , Ōtomo, , , Takenaka (branch of the Toki), , , and families.Ogawa, p. 35 The act of becoming a hatamoto was known as .

Many hatamoto fought in the of 1868, on both sides of the conflict.

The hatamoto remained retainers of the main after the fall of the shogunate in 1868, and followed the Tokugawa to their new domain of . The hatamoto lost their status along with all other samurai in Japan following the abolition of the domains in 1871.


Ranks and roles
The division between hatamoto and gokenin, especially amongst hatamoto of lower rank, was not rigid, and the title of hatamoto had more to do with rank rather than income rating. In the context of an , it could be compared to the position of an officer. Throughout the Edo period, hatamoto held the distinction that if they possessed high enough rank, they had the right to personal audience with the shogun (these hatamoto were known as ome-mie ijō). All hatamoto can be divided into two categories, the kuramaitori, who took their incomes straight from Tokugawa granaries, and the jikatatori, who held land scattered throughout Japan.Ooms, p. 92. Another level of status distinction amongst the hatamoto was the class of kōtai-yoriai, men who were heads of hatamoto families and held provincial fiefs, and had alternate attendance (sankin-kōtai) duties like the daimyōs. However, as kōtai-yoriai were men of very high income in terms of the spectrum of hatamoto stipends, not all jikatatori hatamoto had the duty of alternate attendance. The dividing line between the upper hatamoto and the fudai daimyōs'—the domain lords who were also vassals of the Tokugawa house—was 10,000 .

At the beginning of the 18th century, about 5,000 samurai held the rank of hatamoto; over two thirds of these had an income of less than 400 koku and only about 100 earned 5,000 koku or more. A hatamoto with 500 koku had seven permanent non-samurai servants, two swordsmen, a lancer, and an archer on standby.

Infrequently, some hatamoto were granted an increase in income and thus promoted to the rank of fudai daimyō. One example of such a promotion is the case of the Hayashi family of Kaibuchi (later known as Jōzai han), who began as jikatatori hatamoto but who became fudai daimyōs and went on to play a prominent role in the , despite their domain's relatively small size of 10,000 koku.

The term for a hatamoto with income of about 8,000 koku or greater was taishin hatamoto ("greater hatamoto").

The hatamoto who lived in Edo resided in their own private districts and oversaw their own work and . Men from hatamoto ranks could serve in a variety of roles in the Tokugawa administration, including service in the police force as inspectors,Sasama, p. 45. city , magistrates or of direct Tokugawa house land, members of the council, and many other positions.Bolitho, p. 118.

The expression hatamoto hachimanhata was in popular use to denote their numbers, but a 1722 study put their numbers at about 5,000. Adding the gokenin brought the number up to about 17,000.


Famous hatamoto
Famous hatamoto include , Nakahama Manjirō, Ōoka Tadasuke, Tōyama Kagemoto, Katsu Kaishū, , Hijikata Toshizō, , and the two Westerners William Adams and Jan Joosten van Lodensteijn.


Hatamoto and the martial arts
Hatamoto patronized the development of the martial arts in the Edo period; many of them were involved in the running of in the area and elsewhere. Two hatamoto who were directly involved in the development of the martial arts were Yagyū Munenori and Yamaoka Tesshū. Munenori's family became hereditary sword instructors to the shogun.


In popular culture
Hatamoto appeared as figures in popular culture even before the Edo era ended. Recent depictions of hatamoto include in the TV series Hatchōbori no Shichinin, the manga Fūunjitachi Bakumatsu-hen, and 's manga Hidamari no ki. The real-time strategy video game series Age of Empires features hatamoto in its expansion, again in Age of Empires IV as Samurai Bannermen, in both games they are especially powerful variants of the samurai.

In the novel Shōgun (subject of a 1980 television series, and a 2024 remake), the protagonist Pilot John Blackthorne, loosely based on William Adams, eventually rises in the service of Lord Toranaga to become samurai and hatamoto.


Notes
  • . (1974). Treasures Among Men: The Fudai Daimyo in Tokugawa Japan. New Haven: Yale University Press. ; OCLC 185685588
  • Nussbaum, Louis Frédéric and Käthe Roth. (2005). Japan Encyclopedia. Cambridge: Harvard University Press. ; OCLC 48943301
  • Ogawa, Kyōichi (2003). Edo no hatamoto jiten. Tokyo: Kōdansha. ()
  • Ooms, Herman (1975). Charismatic Bureaucrat: a Political Biography of Matsudaira Sadanobu, 1758–1829. Chicago: The University of Chicago Press. ()
  • Sasama, Yoshihiko (1995). Edo machi bugyō jiten. Tokyo: Kashiwa-shobō.

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