The Baiyue, Hundred Yue, or simply Yue, were various ethnic groups who inhabited the regions of southern China and northern Vietnam during the 1st millennium BC and 1st millennium AD.
During the Warring States period, the word "Yue" referred to the state of Yue in Zhejiang. The later kingdoms of Minyue in Fujian and Nanyue in Guangdong were both considered Yue states. During the Zhou dynasty and Han dynasty dynasties, the Yue lived in a vast territory from Jiangsu to Yunnan, while Barlow (1997:2) indicates that the Luoyue occupied the southwest Guangxi and northern Vietnam.
The Yue tribes were gradually Sinicization as the Han empire expanded into what is now southern China and northern Vietnam. Many modern southern Chinese languages bear traces of substrate languages originally spoken by the ancient Yue. Variations of the name are still used for the name of modern Vietnam, in Zhejiang-related names including Yue opera, the Yue Chinese language, and in the abbreviation for Guangdong.
The term Baiyue first appears in the Lüshi Chunqiu, compiled around 239 BC. The Annals of Lü Buwei, translated by John Knoblock and Jeffrey Riegel, Stanford University Press (2000), p. 510. . "For the most part, there are no rulers to the south of the Yang and Han Rivers, in the confederation of the Hundred Yue tribes." Lüshi Chunqiu "Examination on Relying on Rulers" "Relying on Rulers" text: "揚、漢之南, 百越之際,敝凱諸、夫風、餘靡之地,縛婁、陽禺、驩兜之國,多無君" translation: South of the Yangtze and Han rivers, among the Hundred Yue, the lands of Bikaizhu, Fufeng, Yumi, the nations of Fulou, Yang'ou, Huandou, most had no rulers" It was later used as a collective term for many non-Huaxia/Han Chinese populations of Southern China and Northern Vietnam.
Ancient texts mention a number of Yue states or groups. Most of these names survived into early imperial times:
+ Ancient Yue groups | ||||
於越/于越 | Yuyue | Jyu1 jyut6 | Ư Việt | Yue by Wuyu (first ruler of Yue) |
揚越 | Yangyue | Joeng4 jyut6 | Dương Việt | Yue of Yangzhou |
東甌 | Dong'ou | Dung1 au1 | Đông Âu | Eastern Ou |
閩越 | Minyue | Man5 jyut6 | Mân Việt | Yue of Fujian |
夜郎 | Yelang | Je6 long4 | Dạ Lang | |
南越 | Nanyue | Naam4 jyut6 | Nam Việt | Southern Yue |
山越 | Shanyue | Saan1 jyut6 | Sơn Việt | Mountain Yue |
雒越 | Luoyue | Lok6 jyut6 | Lạc Việt | |
甌越 | Ouyue | Au1 jyut6 | Âu Việt | Yue of Ou |
滇越 | Dianyue | Din1 jyut6 | Điền Việt | Yue of Yunnan |
The northern Wu eventually became the more sinicized of the two states. The royal family of Wu claimed descent from King Wen of Zhou as the founder of their dynasty. King Fuchai of Wu made every effort to assert this claim and was the source of much contention among his contemporaries. Some scholars believe the Wu royalty may have been Chinese and ethnically distinct from the people they ruled. The recorded history of Wu began with King Shoumeng (). He was succeeded in succession by his sons King Zhufan (), King Yuji (, and King Yumei (). The brothers all agreed to exclude their sons from the line of succession and to eventually pass the throne to their youngest brother, Prince Jizha, but when Yumei died, a succession crisis erupted which saw his son King Liao taking the throne. Not much is known about their reigns as Yue history largely concentrates on the last two Wu kings, Helü of Wu, who killed his cousin Liao, and his son Fuchai of Wu.
Records for the southern state of Yue begin with the reign of King Yunchang (d. 497 BC). According to the Records of the Grand Historian, the Yue kings were descended from Shao Kang of the Xia dynasty. According to another source, the kings of Yue were related to the royal family of Chu. Other sources simply name the Yue ruling family as the house of Zou. There is no scholarly consensus on the origin of the Yue or their royalty.
Wu and Yue spent much of the time at war with each other, during which Yue gained a fearsome reputation for its martial valour:
Almost nothing is known about the organizational structure of the Wu and Yue states. Wu records only mention its ministers and kings while Yue records only mention its kings, and of these kings only Goujian's life is recorded in any appreciable detail. Goujian's descendants are listed but aside from their succession of each other until 330 BC, when Yue was conquered by Chu, nothing else about them is known. Therefore, the lower echelons of Wu–Yue society remain shrouded in mystery, appearing only in reference to their strange clothing, tattoos, and short hair by northern Chinese states. After the fall of Yue, the ruling family moved south to what is now Fujian and established the kingdom of Minyue. There they stayed, outside the reach of Han Chinese influence until the end of the Warring States period and the rise of the Qin dynasty.
In 512 BC, Wu launched a large expedition against the large state of Chu, based in the Middle Yangtze River. A similar campaign in 506 BC succeeded in sacking the Chu capital Ying. Also in that year, war broke out between Wu and Yue and continued with breaks for the next three decades. Wu campaigns against other states such as Jin and Qi are also mentioned. In 473 BC, King Goujian of Yue finally conquered Wu and was acknowledged by the northern states of Jin and Qi. In 333 BC, Yue was in turn conquered by Chu.
Afterwards, Qin Shi Huang sent reinforcements to confront the Yue. In 214 BC, Qin Shi Huang ordered the construction of the Lingqu Canal, which linked the north and south so that reinforcements could be transported to modern Guangdong, Guangxi and northern Vietnam, which were subjugated and reorganized into three prefectures within the Qin empire. Qin Shi Huang also imposed sinicisation by sending a large number of Chinese military agricultural colonists to what are now eastern Guangxi and western Guangdong.
Despite its legendary origins, Lạc Việt history only begins in the 7th century BC with the first Hùng king in Mê Linh uniting the various tribes. The Lạc Việt also developed the Đông Sơn culture,which was associated with the ethnogenesis of Kinh Vietnamese.
In 208 BC, the Western Ou (Xi'ou or Nam Cương) king Thục Phán, a descendant of Shu royalty, conquered Văn Lang.
An Dương Vương and the Ou lords built the citadel Cổ Loa, literally 'Old snail'—so called because its walls were laid out in concentric rings reminiscent of a snail shell. According to legend, the construction of the citadel was halted by a group of spirits seeking to gain revenge for the son of the previous king. The spirits were led by a white chicken. A golden turtle appeared, subdued the white chicken, and protected An Dương Vương until the citadel's completion. When the turtle departed, he left one of his claws behind, which An Dương Vương used as the trigger for his magical crossbow, the "Saintly Crossbow of the Supernaturally Luminous Golden Claw".
An Dương Vương also sent a giant called Lý Ông Trọng to the Qin dynasty as tribute. During his stay with the Qin, Lý Ông Trọng distinguished himself in fighting the Xiongnu, after which he returned to his native village and died there.
In 179 BC, An Dương Vương acknowledged the suzerainty of the Han dynasty, causing Zhao Tuo of Nanyue to become hostile and mobilize forces against Âu Lạc. Zhao Tuo's initial attack was unsuccessful. According to legend, Zhao Tuo asked for a truce and sent his son to conduct a marriage alliance with An Dương Vương's daughter. Zhao Tuo's son stole the turtle claw that powered An Dương Vương's magical crossbow, rendering his realm without protection. When Zhao Tuo invaded again, An Dương Vương fled into the sea where he was welcomed by the golden turtle. Âu Lạc was divided into the two prefectures of Jiaozhi and Jiuzhen.
In 196 BC, Emperor Gaozu of Han dispatched Lu Jia to recognize Zhao Tuo as king of Nanyue. Lu gave Zhao a seal legitimizing him as king of Nanyue in return for his nominal submission to the Han. Zhao received him in the manner of the local people with his hair in a chignon while squatting. Lu accused him of ‘going native’ and forgetting his true ancestry. Zhao excused himself by saying he had forgotten the northern customs after living in the south for so long.
In 185 BC, Empress Lü's officials outlawed trade of iron and horses with Nanyue. Zhao Tuo retaliated by proclaiming himself Emperor Wu of Nanyue and attacking the neighboring kingdom of Changsha, taking a few border towns. In 181 BC, Zhou Zao was dispatched by Empress Lü to attack Nanyue, but the heat and dampness caused many of his officers and men to fall ill, and he failed to make it across the mountains into enemy territory. Meanwhile, Zhao warred against the neighboring kingdoms of Minyue, Xiou (Western Ou), and Luoluo. After securing their submission, he began passing out edicts in a similar manner to the Han emperor.
In 180 BC, Emperor Wen of Han made efforts to appease Zhao. Learning that Zhao's parents were buried in Zhending, he set aside a town close by just to take care of their graves. Zhao's cousins were appointed to high offices at the Han court. He also withdrew the army stationed in Changsha on the Han-Nanyue border. In response, Zhao rescinded his claims to imperium while communicating with the Han, however he continued using the title of emperor within his kingdom. Tribute bearing envoys from Nanyue were sent to the Han and thus the iron trade was resumed.
In 179 BC, Zhao Tuo defeated the kingdom of Âu Lạc and annexed it.
Zhao Tuo died in 137 BC and was succeeded by his grandson, Zhao Mo. Upon Zhao Mo's accession, the neighboring king of Minyue, Zou Ying, sent his army to attack Nanyue. Zhao sent for help from the Han dynasty, his nominal vassal overlord. The Han responded by sending troops against Minyue, but before they could get there, Zou Ying was killed by his brother Zou Yushan, who surrendered to the Han. The Han army was recalled. Zhao considered visiting the Han court in order to show his gratitude. His high ministers argued against it, reminding him that his father kept his distance from the Han to keep the peace. Zhao therefore pleaded illness and never went through with the trip. Zhao did actually fall ill several years later and died in 122 BC. He was succeeded by his son, Zhao Yingqi.
After the Minyue threat was eliminated, Zhao Mo sent his son Yingqi to the Han court, where he joined the emperor's guard. Zhao Yingqi married a Han Chinese woman from the Jiu family of Handan, who gave birth to his second son, Zhao Xing. Yingqi behaved without any scruples and committed murder on several occasions. When his father died in 122 BC, he refused to visit the Han emperor to ask for his leave due to fearing that he would be arrested and punished for his behavior. Yingqi died in 115 and was succeeded by his second son, Zhao Xing, rather than the eldest, Zhao Jiande.
In 113 BC, Emperor Wu of Han sent Anguo Shaoji to summon Zhao Xing and the Queen Dowager Jiu to Chang'an for an audience with the emperor. The Queen Dowager Jiu, who was Han Chinese, was regarded as a foreigner by the Yue people, and it was widely rumored that she had an illicit relationship with Anguo Shaoji before she married Zhao Yingqi. When Anguo arrived, quite a number of people believed the two resumed their relationship. The Queen Dowager feared that there would be a revolt against her authority so she urged the king and his ministers to seek closer ties to the Han. Xing agreed to and proposed that relations between Nanyue and the Han should be normalized with a triennial journey to the Han court as well as the removal of custom barriers along the border. The prime minister of Nanyue, Lü Jia, held military power and his family was more well connected than either the king or the Queen Dowager. According to the Records of the Grand Historian and Đại Việt sử ký toàn thư, Lü Jia was chief of a Lạc Việt tribe, related to King Qin of Cangwu by marriage, and over 70 of his kinsmen served as officials in various parts of the Nanyue court. Lü refused to meet the Han envoys which angered the Queen Dowager. She tried to kill him at a banquet but was stopped by Xing. The Queen Dowager tried to gather enough support at court to kill Lü in the following months, but her reputation prevented it. When news of the situation reached Emperor Wu in 112, he ordered Zhuang Can to lead a 2,000 men expedition to Nanyue. However, Zhuang refused to accept the mission, declaring that it was illogical to send so many men under the pretext of peace, but so few to enforce the might of the Han. The former prime minister of Jibei, Han Qianqiu, offered to lead the expedition and arrest Lü Jia. When Han crossed the Han–Nanyue border, Lü conducted a coup, killing Xing, Queen Dowager Jiu, and all the Han emissaries in the capital. Xing's brother, Zhao Jiande, was declared the new king.
The 2000 men led by Han Qianqiu took several small towns but were defeated as they neared Panyu, which greatly shocked and angered Emperor Wu. The emperor then Han-Nanyue War. The army marched on Panyu in a multi-pronged assault. Lu Bode advanced from the Hui River and Yang Pu from the Hengpu River. Three natives of Nanyue also joined the Han. One advanced from the Li River, the second invaded Cangwu, and the third advanced from the Zangke River. In the winter of 111 BC Yang Pu captured Xunxia and broke through the line at Shimen. With 20,000 men he drove back the vanguard of the Nanyue army and waited for Lu Bode. However, Lu failed to meet up on time and when he did arrive, he had no more than a thousand men. Yang reached Panyu first and attacked it at night, setting fire to the city. Panyu surrendered at dawn. Jiande and Lü Jia fled the city by boat, heading east to appeal for Minyue's aid, but the Han learned of their escape and sent the general Sima Shuang after them. Both Jiande and Lü Jia were captured and executed.
In 154 BC, Liu Pi, the King of Wu, revolted against the Han and tried to persuade Minyue and Dong'ou to join him. The king of Minyue refused but Dong'ou sided with the rebels. However, when Liu Pi was defeated and fled to Dong'ou, the locals killed him to appease the Han, and therefore escaped any retaliation. Liu Pi's son, Liu Ziju, fled to Minyue and worked to incite a war between the Minyue and Dong'ou.
In 138 BC, Minyue attacked Dong'ou and besieged their capital. Dong'ou managed to appeal to the Han for help. Opinions at the Han court were mixed on whether or not to help Dong'ou. Grand commandant Tian Fen was of the opinion that the Yue constantly attacked each other and it was not in the Han's interest to interfere in their affairs. Palace counsellor Zhuang Zhu argued that to not aid Dong'ou would be to signal the end of the empire just like the Qin. A compromise was made to allow Zhuang Zhu to call up troops, but only from Kuaiji Commandery, and finally an army was transported by sea to Dong'ou. By the time the Han forces had arrived, Minyue had already withdrawn its troops. The king of Dong'ou no longer wished to live in Dong'ou, so he requested permission for the inhabitants of his state to move into Han territory. Permission was granted and he and all his people settled in the region between the Yangtze and Huai River.
In 137 BC, Minyue invaded Nanyue, encompassing the Lingnan region and northern Vietnam. An imperial army was sent against them, with the Minyue king being murdered by his brother Zou Yushan, who sued for peace with the Han. Meanwhile, the Han enthroned Zou Wuzhu's grandson, Zou Chou, as king. After they left, Zou Yushan secretly declared himself king while the Han backed Zou Chou found himself powerless. When the Han found out about this the emperor deemed it too troublesome to punish Zou Yushan and let the matter slide.
In 112 BC, Nanyue rebelled against the Han. Zou Yushan pretended to send forces to aid the Han against Nanyue, but secretly maintained contact with Nanyue and only took his forces as far as Jieyang. Han general Yang Pu wanted to attack Minyue for this betrayal but the Han emperor felt that their forces were already too exhausted for any further military action. Thus, the army was disbanded. The next year, Zou Yushan learned that Yang Pu had requested permission to attack him and saw that Han forces were amassing at his border. Zou Yushan made a preemptive attack against the Han by conquering Baisha, Wulin, and Meiling and killing three commanders. In the winter, the Han retaliated with a multi-pronged attack by Han Yue, Yang Pu, Wang Wenshu, and two Yue marquises. When Han Yue arrived at the Minyue capital, the Yue native Wu Yang rebelled against Zou Yushan and murdered him. Wu Yang was enfeoffed by the Han as marquis of Beishi. Emperor Wu of Han felt it was too much trouble to occupy Minyue as it was a region full of narrow mountain passes. He commanded the army to deport the locals and settle them between the Yangtze and Huai River, leaving the region (modern Fujian) a deserted land.
Nanyue was seen as attractive to the Han rulers as they desired to secure the area's maritime trade routes and gain access to luxury goods from the south such as pearls, incense, elephant tusks, rhinoceros horns, tortoise shells, coral, parrots, kingfishers, peacocks, and other rare luxuries to satisfy the demands of the Han aristocracy.
Sinicization of the southern Han dynasty which used to be Nanyue was the result of several factors. Northern and central China was often a theater of imperial dynastic conflict which resulted Han Chinese refugees fleeing to the south. With dynastic changes, wars, and foreign invasions, Han Chinese living in central China were forced to expand into the unfamiliar southern regions. As the number of Han Chinese immigrants into the Yue coastal regions increased, many Chinese families joined them to escape political unrest, military service, tax obligations, persecution, or sought new opportunities. As early arrivals took advantage of the easily accessible fertile land, latecomers had to continue migrating to more remote areas. Conflicts would sometimes arise between the two groups but eventually Han Chinese immigrants from the northern plains moved south to form ad hoc groups and take on the role as powerful local political leaders, many of whom accepted Chinese government titles. Each new wave of Han immigrants exerted additional pressure on the indigenous Yue inhabitants as the Han Chinese in southern China gradually became the predominant ethnic group in local life while displacing the Yue tribes into more mountainous and remote border areas.
The difficulty of logistics and the climate in the south made Han migration and eventual sinicization of the region a slow process. Describing the contrast in immunity towards malaria between the indigenous Yue and the Chinese immigrants, Robert B. Marks (2017:145-146) writes:
Over the same period, the Han dynasty incorporated many other border peoples such as the Dian Kingdom and assimilated them. Under the direct rule and greater efforts at sinification by the victorious Han, the territories of the Lac states were annexed and ruled directly, along with other former Yue territories to the north as provinces of the Han empire.
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In 42 AD, the veteran Han general Ma Yuan led 20,000 troops against the Trưng Sisters. His advance was checked by Cổ Loa Citadel for over a year, but the Lạc lords became increasingly nervous at the sight of a large Han army. Realizing that she would soon lose her followers if she did not do anything, Trưng Trắc sallied out against the Han army and lost badly, losing more than 10,000 followers. Her followers fled, allowing Ma Yuan to advance. By early 43 AD, both sisters had been captured and executed.
Continuing internal Han Chinese migration during the Han dynasty eventually brought all coastal Yue peoples under Chinese political control and cultural influence. As the number of Han Chinese migrants increased following the annexation of Nanyue, the Yue people were gradually absorbed and driven out into poorer land on the hills and into the mountains.
Historians, however, found that Han dynasty rule did not significantly impact the demographics of Vietnam and that there was more Vietnamization of Chinese settlers than Sinicization of Vietnamese natives. According to historian Wang Gungwu, the Lingnan region was populated by Chinese merchants, foreign traders, and rebellious Man and Lao southern barbarians. While growing merchant settlements under Chinese rule in Guangzhou and Long Biên drove out the "barbarians" or assimilated them, most of the area was still underdeveloped. Most of Jiaozhi outside of Chinese-ruled urban centers such as Luy Lâu, Long Biên, and Cổ Loa were populated by unsinicized indigenous people.
Yan Baihu, or "White Tiger Yan", was a bandit leader of possibly Shanyue origins. When Sun Ce came to Wu Commandery in 195, Yan Baihu gave refuge to the displaced Xu Gong and threatened the flank of Sun Ce's army. However, Sun Ce paid him no attention and the two avoided any altercations. In 197, Cao Cao's agent Chen Yu provoked Yan into rebellion. Sun Ce sent Lü Fan to drive out Chen Yu while he himself attacked Yan. The defeated Yan fled south to join Xu Zhao but died soon afterwards. Remnants of Yan's band joined Xu Gong in 200 to threaten Sun Ce's rear as he attacked Huang Zu in the west. Sun Ce decided to retreat and finish off the bandits once and for all, only to fall into an ambush and die at their hands.
In 203, they rebelled against the rule of Sun Quan, Sun Ce's brother, and were defeated by the generals Lü Fan, Cheng Pu, and Taishi Ci. In 217, Sun Quan appointed Lu Xun supreme commander of an army to suppress martial activities by the Shanyue in Guiji (modern Shaoxing). Captured Shanyue tribesmen were recruited into the army. In 234, Zhuge Ke was made governor of Danyang. Under his governorship, the region was cleansed of the Shanyue through systematic destruction of their settlements. Captured tribesmen were used as front line fodder in the army. The remaining population was resettled in lowlands and many became tenant farmers for Chinese landowners.
Because of extensive admixture between Han settlers and Baiyue, Kra-Dai ancestry is more common in southern Han although this ancestry can also be found in northern Han to a lesser extent. For example, Han Chinese from Guangdong and Fujian derive 35.0–40.3% of their ancestry from Late Neolithic Fujianese sources, which peaks in Ami, Atayal and Kankanaey, suggesting significant genetic contribution from Kra-Dai-speaking peoples, or groups related to them. They also derive ancestry from Neolithic Mekong sources but this is less significant (21.8–23.6%). Other studies suggest direct ancient population admixture between Taiwanese aborigines and Han Chinese from Guangdong and Sichuan, along with the ancestors of Taiwanese Han. Among Han sub-groups, Cantonese people represent the southernmost sub-group although other studies suggest that Fujianese people and Taiwanese Han are equally as southern. Because of their significant southern ancestry, the Cantonese are predisposed to nasopharyngeal carcinoma and may differ from other Han in terms of skin tone, build and stature.
Militarily, the ancient states of Yue and Wu were distinct from other Sinitic states for their possession of a navy. Unlike other Chinese states of the time, they also named their boats and swords. A Chinese text described the Yue as a people who used boats as their carriages and oars as their horses. The marshy lands of the south gave the Gouwu and Yuyue people unique characteristics. According to Robert Marks, the Yue lived in what is now Fujian province gained their livelihood mostly from fishing, hunting, and practiced some kind of swidden rice farming. Prior to Han Chinese migration from the north, the Yue tribes cultivated wet rice, practiced fishing and slash-and-burn agriculture, domesticated water buffalo, built , tattooed their faces and dominated the coastal regions from shores all the way to the fertile valleys in the interior mountains. Water transport was paramount in the south, so the two states became advanced in shipbuilding and developed maritime warfare technology mapping trade routes to Eastern coasts of China and Southeast Asia.
The Zhan Guo Ce mentions the high quality of southern swords and their ability to cleave through oxen, horses, bowls, and basins, but would shatter if used on a pillar or rock. Wu and Yue swords were highly valued and those who owned them would hardly ever use them for fear of damage, however in Wu and Yue these swords were commonplace and treated with less reverence. The Yuejue shu (Record of Precious Swords) mentions several named swords: Zhanlu (Black), Haocao (Bravery), Juque (Great Destroyer), Lutan (Dew Platform), Chunjun (Purity), Shengxie (Victor over Evil), Yuchang (Fish-belly), Longyuan (Dragon Gulf), Taie (Great Riverbank), and Gongbu (Artisanal Display). Many of these were made by the Yue swordsmith Ou Yezi.
Even after Wu and Yue were assimilated into larger Chinese polities, memory of their swords lived on. During the Han dynasty, Liu Pi King of Wu (195–154 BC) had a sword named Wujian to honour the history of metalworking in his kingdom.
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