In geometry and physics, spinors (pronounced "spinner" IPA ) are elements of a complex numbers vector space that can be associated with Euclidean space. A spinor transforms linearly when the Euclidean space is subjected to a slight (infinitesimal) rotation, but unlike Euclidean vector and , a spinor transforms to its negative when the
space rotates through 360° (see picture). It takes a rotation of 720° for a spinor to go back to its original state. This property characterizes spinors: spinors can be viewed as the "square roots" of vectors (although this is inaccurate and may be misleading; they are better viewed as "square roots" of sections of – in the case of the exterior algebra bundle of the cotangent bundle, they thus become "square roots" of differential forms).
It is also possible to associate a substantially similar notion of spinor to Minkowski space, in which case the Lorentz transformations of special relativity play the role of rotations. Spinors were introduced in geometry by Élie Cartan in 1913.[.] In the 1920s physicists discovered that spinors are essential to describe the intrinsic angular momentum, or "spin", of the electron and other subatomic particles.
Spinors are characterized by the specific way in which they behave under rotations. They change in different ways depending not just on the overall final rotation, but the details of how that rotation was achieved (by a continuous path in the rotation group). There are two topologically distinguishable classes () of paths through rotations that result in the same overall rotation, as illustrated by the belt trick puzzle. These two inequivalent classes yield spinor transformations of opposite sign. The spin group is the group of all rotations keeping track of the class. It doubly covers the rotation group, since each rotation can be obtained in two inequivalent ways as the endpoint of a path. The space of spinors by definition is equipped with a (complex) linear representation of the spin group, meaning that elements of the spin group act as linear transformations on the space of spinors, in a way that genuinely depends on the homotopy class. In mathematical terms, spinors are described by a double-valued projective representation of the rotation group SO(3).
Although spinors can be defined purely as elements of a representation space of the spin group (or its Lie algebra of infinitesimal rotations), they are typically defined as elements of a vector space that carries a linear representation of the Clifford algebra. The Clifford algebra is an associative algebra that can be constructed from Euclidean space and its inner product in a basis-independent way. Both the spin group and its Lie algebra are embedded inside the Clifford algebra in a natural way, and in applications the Clifford algebra is often the easiest to work with. A Clifford space operates on a spinor space, and the elements of a spinor space are spinors. After choosing an Orthonormality basis of Euclidean space, a representation of the Clifford algebra is generated by gamma matrices, matrices that satisfy a set of canonical anti-commutation relations. The spinors are the column vectors on which these matrices act. In three Euclidean dimensions, for instance, the Pauli spin matrices are a set of gamma matrices, and the two-component complex column vectors on which these matrices act are spinors. However, the particular matrix representation of the Clifford algebra, hence what precisely constitutes a "column vector" (or spinor), involves the choice of basis and gamma matrices in an essential way. As a representation of the spin group, this realization of spinors as (complex) column vectors will either be irreducible if the dimension is odd, or it will decompose into a pair of so-called "half-spin" or Weyl representations if the dimension is even.
Introduction
What characterizes spinors and distinguishes them from
and other tensors is subtle. Consider applying a rotation to the coordinates of a system. No object in the system itself has moved, only the coordinates have, so there will always be a compensating change in those coordinate values when applied to any object of the system. Geometrical vectors, for example, have components that will undergo
the same rotation as the coordinates. More broadly, any
tensor associated with the system (for instance, the stress of some medium) also has coordinate descriptions that adjust to compensate for changes to the coordinate system itself.
Spinors do not appear at this level of the description of a physical system, when one is concerned only with the properties of a single isolated rotation of the coordinates. Rather, spinors appear when we imagine that instead of a single rotation, the coordinate system is gradually (continuously) rotated between some initial and final configuration. For any of the familiar and intuitive ("tensorial") quantities associated with the system, the transformation law does not depend on the precise details of how the coordinates arrived at their final configuration. Spinors, on the other hand, are constructed in such a way that makes them sensitive to how the gradual rotation of the coordinates arrived there: They exhibit path-dependence. It turns out that, for any final configuration of the coordinates, there are actually two ("topology") inequivalent gradual (continuous) rotations of the coordinate system that result in this same configuration. This ambiguity is called the homotopy class of the gradual rotation. The belt trick (shown, in which both ends of the rotated object are physically tethered to an external reference) demonstrates two different rotations, one through an angle of 2 and the other through an angle of 4, having the same final configurations but different classes. Spinors actually exhibit a sign-reversal that genuinely depends on this homotopy class. This distinguishes them from vectors and other tensors, none of which can feel the class.
Spinors can be exhibited as concrete objects using a choice of Cartesian coordinates. In three Euclidean dimensions, for instance, spinors can be constructed by making a choice of Pauli spin matrices corresponding to (angular momenta about) the three coordinate axes. These are 2×2 matrices with complex number entries, and the two-component complex on which these matrices act by matrix multiplication are the spinors. In this case, the spin group is isomorphic to the group of 2×2 unitary matrix with determinant one, which naturally sits inside the matrix algebra. This group acts by conjugation on the real vector space spanned by the Pauli matrices themselves, realizing it as a group of rotations among them, but it also acts on the column vectors (that is, the spinors).
More generally, a Clifford algebra can be constructed from any vector space V equipped with a (nondegenerate) quadratic form, such as Euclidean space with its standard dot product or Minkowski space with its standard Lorentz metric. The spin group is the space of column vectors with components. The orthogonal Lie algebra (i.e., the infinitesimal "rotations") and the spin group associated to the quadratic form are both (canonically) contained in the Clifford algebra, so every Clifford algebra representation also defines a representation of the Lie algebra and the spin group. Depending on the dimension and metric signature, this realization of spinors as column vectors may be irreducible or it may decompose into a pair of so-called "half-spin" or Weyl representations. When the vector space V is four-dimensional, the algebra is described by the gamma matrices.
Mathematical definition
The space of spinors is formally defined as the fundamental representation of the
Clifford algebra. (This may or may not decompose into irreducible representations.) The space of spinors may also be defined as a spin representation of the orthogonal Lie algebra. These spin representations are also characterized as the finite-dimensional projective representations of the special orthogonal group that do not factor through linear representations. Equivalently, a spinor is an element of a finite-dimensional group representation of the
spin group on which the center acts non-trivially.
Overview
There are essentially two frameworks for viewing the notion of a spinor: the
representation theoretic point of view and the
geometric point of view.
Representation theoretic point of view
From a representation theoretic point of view, one knows beforehand that there are some representations of the
Lie algebra of the
orthogonal group that cannot be formed by the usual tensor constructions. These missing representations are then labeled the
spin representations, and their constituents
spinors. From this view, a spinor must belong to a representation of the
covering space of the rotation group , or more generally of a double cover of the generalized special orthogonal group on spaces with a
metric signature of . These double covers are
Lie groups, called the
or . All the properties of spinors, and their applications and derived objects, are manifested first in the spin group. Representations of the double covers of these groups yield double-valued projective representations of the groups themselves. (This means that the action of a particular rotation on vectors in the quantum Hilbert space is only defined up to a sign.)
In summary, given a representation specified by the data where is a vector space over or and is a homomorphism , a spinor is an element of the vector space .
Geometric point of view
From a geometrical point of view, one can explicitly construct the spinors and then examine how they behave under the action of the relevant Lie groups. This latter approach has the advantage of providing a concrete and elementary description of what a spinor is. However, such a description becomes unwieldy when complicated properties of the spinors, such as
Fierz identity, are needed.
Clifford algebras
The language of
[Named after William Kingdon Clifford,] (sometimes called geometric algebras) provides a complete picture of the spin representations of all the spin groups, and the various relationships between those representations, via the classification of Clifford algebras. It largely removes the need for
ad hoc constructions.
In detail, let V be a finite-dimensional complex vector space with nondegenerate symmetric bilinear form g. The Clifford algebra is the algebra generated by V along with the anticommutation relation . It is an abstract version of the algebra generated by the gamma matrices or Pauli matrices. If V = , with the standard form we denote the Clifford algebra by Cℓ n(). Since by the choice of an orthonormal basis every complex vector space with non-degenerate form is isomorphic to this standard example, this notation is abused more generally if . If is even, is isomorphic as an algebra (in a non-unique way) to the algebra of complex matrices (by the Artin–Wedderburn theorem and the easy to prove fact that the Clifford algebra is central simple). If is odd, is isomorphic to the algebra of two copies of the complex matrices. Therefore, in either case has a unique (up to isomorphism) irreducible representation (also called simple Clifford module), commonly denoted by Δ, of dimension 2 n/2. Since the Lie algebra is embedded as a Lie subalgebra in equipped with the Clifford algebra commutator as Lie bracket, the space Δ is also a Lie algebra representation of called a spin representation. If n is odd, this Lie algebra representation is irreducible. If n is even, it splits further into two irreducible representations called the Weyl or half-spin representations.
Irreducible representations over the reals in the case when V is a real vector space are much more intricate, and the reader is referred to the Clifford algebra article for more details.
Spin groups
Spinors form a
vector space, usually over the
complex numbers, equipped with a linear group representation of the
spin group that does not factor through a representation of the group of rotations (see diagram). The spin group is the group of rotations keeping track of the homotopy class. Spinors are needed to encode basic information about the topology of the group of rotations because that group is not
simply connected, but the simply connected spin group is its double cover. So for every rotation there are two elements of the spin group that represent it.
and other
cannot feel the difference between these two elements, but they produce
opposite signs when they affect any spinor under the representation. Thinking of the elements of the spin group as
homotopy classes of one-parameter families of rotations, each rotation is represented by two distinct homotopy classes of paths to the identity. If a one-parameter family of rotations is visualized as a ribbon in space, with the arc length parameter of that ribbon being the parameter (its tangent, normal, binormal frame actually gives the rotation), then these two distinct homotopy classes are visualized in the two states of the
belt trick puzzle (above). The space of spinors is an auxiliary vector space that can be constructed explicitly in coordinates, but ultimately only exists up to isomorphism in that there is no "natural" construction of them that does not rely on arbitrary choices such as coordinate systems. A notion of spinors can be associated, as such an auxiliary mathematical object, with any vector space equipped with a
quadratic form such as
Euclidean space with its standard
dot product, or
Minkowski space with its
Lorentz metric. In the latter case, the "rotations" include the
, but otherwise the theory is substantially similar.
Spinor fields in physics
The constructions given above, in terms of Clifford algebra or representation theory, can be thought of as defining spinors as geometric objects in zero-dimensional
space-time. To obtain the spinors of physics, such as the
Dirac spinor, one extends the construction to obtain a
spin structure on 4-dimensional space-time (
Minkowski space). Effectively, one starts with the
tangent manifold of space-time, each point of which is a 4-dimensional vector space with SO(3,1) symmetry, and then builds the
spin group at each point. The neighborhoods of points are endowed with concepts of smoothness and differentiability: the standard construction is one of a
fiber bundle, the fibers of which are affine spaces transforming under the spin group. After constructing the fiber bundle, one may then consider differential equations, such as the
Dirac equation, or the
Weyl equation on the fiber bundle. These equations (Dirac or Weyl) have solutions that are
, having symmetries characteristic of the fibers,
i.e. having the symmetries of spinors, as obtained from the (zero-dimensional) Clifford algebra/spin representation theory described above. Such plane-wave solutions (or other solutions) of the differential equations can then properly be called
; fermions have the algebraic qualities of spinors. By general convention, the terms "fermion" and "spinor" are often used interchangeably in physics, as synonyms of one-another.
It appears that all fundamental particles in nature that are spin-1/2 are described by the Dirac equation, with the possible exception of the neutrino. There does not seem to be any a priori reason why this would be the case. A perfectly valid choice for spinors would be the non-complexified version of , the Majorana spinor.[Named after Ettore Majorana.] There also does not seem to be any particular prohibition to having appear in nature as fundamental particles.
The Dirac, Weyl, and Majorana spinors are interrelated, and their relation can be elucidated on the basis of real geometric algebra. Dirac and Weyl spinors are complex representations while Majorana spinors are real representations.
Weyl spinors are insufficient to describe massive particles, such as , since the Weyl plane-wave solutions necessarily travel at the speed of light; for massive particles, the Dirac equation is needed. The initial construction of the Standard Model of particle physics starts with both the electron and the neutrino as massless Weyl spinors; the Higgs mechanism gives electrons a mass; the classical neutrino remained massless, and was thus an example of a Weyl spinor. However, because of observed neutrino oscillation, it is now believed that they are not Weyl spinors, but perhaps instead Majorana spinors. It is not known whether Weyl spinor fundamental particles exist in nature.
The situation for condensed matter physics is different: one can construct two and three-dimensional "spacetimes" in a large variety of different physical materials, ranging from to far more exotic materials. In 2015, an international team led by Princeton University scientists announced that they had found a quasiparticle that behaves as a Weyl fermion.
Spinors in representation theory
One major mathematical application of the construction of spinors is to make possible the explicit construction of linear representations of the
of the special orthogonal groups, and consequently spinor representations of the groups themselves. At a more profound level, spinors have been found to be at the heart of approaches to the Atiyah–Singer index theorem, and to provide constructions in particular for
discrete series representations of
.
The spin representations of the special orthogonal Lie algebras are distinguished from the tensor representations given by Weyl's construction by the weights. Whereas the weights of the tensor representations are integer linear combinations of the roots of the Lie algebra, those of the spin representations are half-integer linear combinations thereof. Explicit details can be found in the spin representation article.
Attempts at intuitive understanding
The spinor can be described, in simple terms, as "vectors of a space the transformations of which are related in a particular way to rotations in physical space".
[Jean Hladik: Spinors in Physics, translated by J. M. Cole, Springer 1999, , p. 3] Stated differently:
Several ways of illustrating everyday analogies have been formulated in terms of the plate trick, tangloids and other examples of orientation entanglement.
Nonetheless, the concept is generally considered notoriously difficult to understand, as illustrated by Michael Atiyah's statement that is recounted by Dirac's biographer Graham Farmelo:
History
The most general mathematical form of spinors was discovered by Élie Cartan in 1913.
The word "spinor" was coined by
Paul Ehrenfest in his work on
quantum physics.
Spinors were first applied to mathematical physics by Wolfgang Pauli in 1927, when he introduced his Pauli matrices.[.] The following year, Paul Dirac discovered the fully relativistic theory of electron spin by showing the connection between spinors and the Lorentz group.[.] By the 1930s, Dirac, Piet Hein and others at the Niels Bohr Institute (then known as the Institute for Theoretical Physics of the University of Copenhagen) created toys such as Tangloids to teach and model the calculus of spinors.
Spinor spaces were represented as of a matrix algebra in 1930, by Gustave Juvett and by Fritz Sauter.[Pertti Lounesto: Crumeyrolle's bivectors and spinors, pp. 137–166, In: Rafał Abłamowicz, Pertti Lounesto (eds.): Clifford algebras and spinor structures: A Special Volume Dedicated to the Memory of Albert Crumeyrolle (1919–1992), , 1995, p. 151] More specifically, instead of representing spinors as complex-valued 2D column vectors as Pauli had done, they represented them as complex-valued 2 × 2 matrices in which only the elements of the left column are non-zero. In this manner the spinor space became a minimal ideal in .[Pertti Lounesto: Clifford algebras and spinors, London Mathematical Society Lecture Notes Series 286, Cambridge University Press, Second Edition 2001, , p. 148 f. and p. 327 f.]
In 1947 Marcel Riesz constructed spinor spaces as elements of a minimal left ideal of . In 1966/1967, David Hestenes[D. Hestenes: Space–Time Algebra, Gordon and Breach, New York, 1966, 1987, 1992] replaced spinor spaces by the even subalgebra Cℓ01,3() of the spacetime algebra Cℓ1,3(). As of the 1980s, the theoretical physics group at Birkbeck College around David Bohm and Basil Hiley has been developing algebraic approaches to quantum theory that build on Sauter and Riesz' identification of spinors with minimal left ideals.
Examples
Some simple examples of spinors in low dimensions arise from considering the even-graded subalgebras of the Clifford algebra . This is an algebra built up from an orthonormal basis of mutually orthogonal vectors under addition and multiplication,
p of which have norm +1 and
q of which have norm −1, with the product rule for the basis vectors
Two dimensions
The Clifford algebra Cℓ
2,0(
) is built up from a basis of one unit scalar, 1, two orthogonal unit vectors,
σ1 and
σ2, and one unit
pseudoscalar . From the definitions above, it is evident that , and .
The even subalgebra Cℓ02,0(), spanned by even-graded basis elements of Cℓ2,0(), determines the space of spinors via its representations. It is made up of real linear combinations of 1 and σ1 σ2. As a real algebra, Cℓ02,0() is isomorphic to the field of complex numbers . As a result, it admits a conjugation operation (analogous to complex conjugation), sometimes called the reverse of a Clifford element, defined by
which, by the Clifford relations, can be written
The action of an even Clifford element on vectors, regarded as 1-graded elements of Cℓ2,0(), is determined by mapping a general vector to the vector
where is the conjugate of , and the product is Clifford multiplication. In this situation, a spinor is an ordinary complex number. The action of on a spinor is given by ordinary complex multiplication:
An important feature of this definition is the distinction between ordinary vectors and spinors, manifested in how the even-graded elements act on each of them in different ways. In general, a quick check of the Clifford relations reveals that even-graded elements conjugate-commute with ordinary vectors:
On the other hand, in comparison with its action on spinors , the action of on ordinary vectors appears as the square of its action on spinors.
Consider, for example, the implication this has for plane rotations. Rotating a vector through an angle of θ corresponds to , so that the corresponding action on spinors is via . In general, because of branch cut, it is impossible to choose a sign in a consistent way. Thus the representation of plane rotations on spinors is two-valued.
In applications of spinors in two dimensions, it is common to exploit the fact that the algebra of even-graded elements (that is just the ring of complex numbers) is identical to the space of spinors. So, by abuse of language, the two are often conflated. One may then talk about "the action of a spinor on a vector". In a general setting, such statements are meaningless. But in dimensions 2 and 3 (as applied, for example, to computer graphics) they make sense.
Examples
-
The even-graded element corresponds to a vector rotation of 90° from σ1 around towards σ2, which can be checked by confirming that It corresponds to a spinor rotation of only 45°, however:
-
Similarly the even-graded element corresponds to a vector rotation of 180°: but a spinor rotation of only 90°:
-
Continuing on further, the even-graded element corresponds to a vector rotation of 360°: but a spinor rotation of 180°.
Three dimensions
The Clifford algebra Cℓ
3,0(
) is built up from a basis of one unit scalar, 1, three orthogonal unit vectors,
Pauli matrices, the three unit bivectors
σ1 σ2,
σ2 σ3,
σ3 σ1 and the
pseudoscalar . It is straightforward to show that , and .
The sub-algebra of even-graded elements is made up of scalar dilations,
and vector rotations
where
corresponds to a vector rotation through an angle θ about an axis defined by a unit vector .
As a special case, it is easy to see that, if , this reproduces the σ1 σ2 rotation considered in the previous section; and that such rotation leaves the coefficients of vectors in the σ3 direction invariant, since
The bivectors σ2 σ3, σ3 σ1 and σ1 σ2 are in fact Hamilton's i, j, and k, discovered in 1843:
With the identification of the even-graded elements with the algebra of quaternions, as in the case of two dimensions the only representation of the algebra of even-graded elements is on itself. Thus the (real) spinors in three-dimensions are quaternions, and the action of an even-graded element on a spinor is given by ordinary quaternionic multiplication.
Note that the expression (1) for a vector rotation through an angle , the angle appearing in γ was halved. Thus the spinor rotation (ordinary quaternionic multiplication) will rotate the spinor through an angle one-half the measure of the angle of the corresponding vector rotation. Once again, the problem of lifting a vector rotation to a spinor rotation is two-valued: the expression (1) with in place of θ/2 will produce the same vector rotation, but the negative of the spinor rotation.
The spinor/quaternion representation of rotations in 3D is becoming increasingly prevalent in computer geometry and other applications, because of the notable brevity of the corresponding spin matrix, and the simplicity with which they can be multiplied together to calculate the combined effect of successive rotations about different axes.
Explicit constructions
A space of spinors can be constructed explicitly with concrete and abstract constructions. The
equivalence of these constructions is a consequence of the uniqueness of the spinor representation of the complex Clifford algebra. For a complete example in dimension 3, see spinors in three dimensions.
Component spinors
Given a vector space
V and a quadratic form
g an explicit matrix representation of the Clifford algebra can be defined as follows. Choose an orthonormal basis for
V i.e. where and for . Let . Fix a set of matrices such that (i.e. fix a convention for the
gamma matrices). Then the assignment extends uniquely to an algebra homomorphism by sending the monomial in the Clifford algebra to the product of matrices and extending linearly. The space
on which the gamma matrices act is now a space of spinors. One needs to construct such matrices explicitly, however. In dimension 3, defining the gamma matrices to be the
Pauli matrices gives rise to the familiar two component spinors used in non relativistic quantum mechanics. Likewise using the Dirac gamma matrices gives rise to the 4 component Dirac spinors used in 3+1 dimensional relativistic quantum field theory. In general, in order to define gamma matrices of the required kind, one can use the Weyl–Brauer matrices.
In this construction the representation of the Clifford algebra , the Lie algebra , and the Spin group , all depend on the choice of the orthonormal basis and the choice of the gamma matrices. This can cause confusion over conventions, but invariants like traces are independent of choices. In particular, all physically observable quantities must be independent of such choices. In this construction a spinor can be represented as a vector of 2 k complex numbers and is denoted with spinor indices (usually α, β, γ). In the physics literature, such abstract indices are often used to denote spinors even when an abstract spinor construction is used.
Abstract spinors
There are at least two different, but essentially equivalent, ways to define spinors abstractly. One approach seeks to identify the minimal ideals for the left action of on itself. These are subspaces of the Clifford algebra of the form , admitting the evident action of by left-multiplication: . There are two variations on this theme: one can either find a primitive element that is a
nilpotent element of the Clifford algebra, or one that is an
idempotent. The construction via nilpotent elements is more fundamental in the sense that an idempotent may then be produced from it.
[This construction is due to Cartan (1913). The treatment here is based on .] In this way, the spinor representations are identified with certain subspaces of the Clifford algebra itself. The second approach is to construct a vector space using a distinguished subspace of , and then specify the action of the Clifford algebra
externally to that vector space.
In either approach, the fundamental notion is that of an isotropic subspace . Each construction depends on an initial freedom in choosing this subspace. In physical terms, this corresponds to the fact that there is no measurement protocol that can specify a basis of the spin space, even if a preferred basis of is given.
As above, we let be an -dimensional complex vector space equipped with a nondegenerate bilinear form. If is a real vector space, then we replace by its complexification and let denote the induced bilinear form on . Let be a maximal isotropic subspace, i.e. a maximal subspace of such that . If is even, then let be an isotropic subspace complementary to . If is odd, let be a maximal isotropic subspace with , and let be the orthogonal complement of . In both the even- and odd-dimensional cases and have dimension . In the odd-dimensional case, is one-dimensional, spanned by a unit vector .
Minimal ideals
Since
W is isotropic, multiplication of elements of
W inside is skew. Hence vectors in
W anti-commute, and is just the
exterior algebra Λ
∗ W. Consequently, the
k-fold product of
W with itself,
W k, is one-dimensional. Let
ω be a generator of
W k. In terms of a basis of in
W, one possibility is to set
Note that (i.e., ω is nilpotent of order 2), and moreover, for all . The following facts can be proven easily:
-
If , then the left ideal is a minimal left ideal. Furthermore, this splits into the two spin spaces and on restriction to the action of the even Clifford algebra.
-
If , then the action of the unit vector u on the left ideal decomposes the space into a pair of isomorphic irreducible eigenspaces (both denoted by Δ), corresponding to the respective eigenvalues +1 and −1.
In detail, suppose for instance that n is even. Suppose that I is a non-zero left ideal contained in . We shall show that I must be equal to by proving that it contains a nonzero scalar multiple of ω.
Fix a basis w i of W and a complementary basis w i′ of W so that
Note that any element of I must have the form αω, by virtue of our assumption that . Let be any such element. Using the chosen basis, we may write