Sogdia () or Sogdiana was an ancient Iranian peoples between the Amu Darya and the Syr Darya, and in present-day Uzbekistan, Turkmenistan, Tajikistan, Kazakhstan, and Kyrgyzstan. Sogdiana was also a province of the Achaemenid Empire, and listed on the Behistun Inscription of Darius the Great. Sogdiana was first conquered by Cyrus the Great, the founder of the Achaemenid Empire, and then was annexed by the ruler Alexander the Great in 328 BC. It would continue to change hands under the Seleucid Empire, the Greco-Bactrian Kingdom, the Kushan Empire, the Sasanian Empire, the Hephthalite Empire, the Western Turkic Khaganate, and the Muslim conquest of Transoxiana.
The Sogdian city-states, although never politically united, were centered on the city of Samarkand. Sogdian language, an Eastern Iranian language, is no longer spoken. However, a descendant of one of its dialects, Yaghnobi, is still spoken by the Yaghnobis of Tajikistan. It was widely spoken in Central Asia as a lingua franca and served as one of the First Turkic Khaganate's court languages for writing documents.
Sogdians also lived in Imperial China and rose to prominence in the military and government of the Chinese Tang dynasty (618–907 AD). Sogdian merchants and diplomats travelled as far west as the Byzantine Empire. They played an essential part as middlemen in the Silk Road trade route. While initially practicing the faiths of Zoroastrianism, Manichaeism, Buddhism and, to a lesser extent, the Church of the East from West Asia, the gradual conversion to Islam among the Sogdians and their descendants began with the Muslim conquest of Transoxiana in the 8th century. The Sogdian conversion to Islam was virtually complete by the end of the Samanid Empire in 999, coinciding with the decline of the Sogdian language, as it was largely supplanted by New Persian.
The first mention of Gava is found in the Mihr Yasht, ie., the hymn dedicated to the Zoroastrian yazata Mithra. In verse 10.14 it is described how Mithra reaches Hara Berezaiti and looks at the entirety of the Airyoshayan (airiio.shaiianem, 'lands of the Arya'),
The second mention is found in the first chapter of the Vendidad, which consists of a list of the sixteen good regions created by Ahura Mazda for the Iranians. Gava is the second region mentioned on the list, directly behind Airyanem Vaejah, the homeland of Zarathustra and the Iranians, according to Zoroastrian tradition:
While it is widely accepted that Gava referred to the region inhabited by the Sogdians during the Avestan period, its meaning is not clear. For example, Willem Vogelsang connects it with Gabae, a Sogdian stronghold in western Sogdia and speculates that during the time of the Avesta, the center of Sogdia may have been closer to Bukhara instead of Samarkand.
During this period of Persian rule, the western half of Asia Minor was part of the Greek civilization. As the Achaemenids conquered it, they met persistent resistance and revolt. One of their solutions was to ethnically cleanse rebelling regions, relocating those who survived to the far side of the empire. Thus Sogdiana came to have a significant Greek population.
Given the absence of any named (i.e. Achaemenid provincial governors) for Sogdiana in historical records, modern scholarship has concluded that Sogdiana was governed from the satrapy of nearby Bactria.Pierre Briant (2002), From Cyrus to Alexander: a History of the Persian Empire, trans. Peter T. Daniels, Winona Lake: Eisenbrauns, p. 746, . The satraps were often relatives of the ruling Persian kings, especially sons who were not designated as the heir apparent. Sogdiana likely remained under Persian control until roughly 400 BC, during the reign of Artaxerxes II.Christoph Baumer (2012), The History of Central Asia: the Age of the Steppe Warriors, London, New York: I.B. Tauris, p. 207, . Rebellious states of the Persian Empire took advantage of the weak Artaxerxes II, and some, such as Egypt, were able to regain their independence. Persia's massive loss of Central Asian territory is widely attributed to the ruler's lack of control. However, unlike Egypt, which was quickly recaptured by the Persian Empire, Sogdiana remained independent until it was conquered by Alexander the Great. When the latter invaded the Persian Empire, Pharasmanes, an already independent king of Khwarezm, allied with the Macedonians and sent troops to Alexander in 329 BC for his war against the of the Black Sea region (even though this anticipated campaign never materialized).
During the Achaemenid period (550–330 BC), the Sogdians lived as a people much like the neighboring Yuezhi, who spoke Bactrian, an Indo-Iranian language closely related to Sogdian,Hansen, Valerie (2012), The Silk Road: A New History, Oxford University Press, p. 72, . and were already engaging in overland trade. Some of them had also gradually settled the land to engage in agriculture.Liu, Xinru (2010), The Silk Road in World History, Oxford and New York: Oxford University Press, p 67. Similar to how the Yuezhi offered tributary gifts of jade to the emperors of China, the Sogdians are recorded in Persian records as submitting precious gifts of lapis lazuli and carnelian to Darius I, the Persian king of kings. Although the Sogdians were at times independent and living outside the boundaries of large empires, they never formed a great empire of their own like the Yuezhi, who established the Kushan Empire (30–375 AD) of Central and South Asia.
After an extended campaign putting down Sogdian resistance and founding military outposts manned by his Macedonian veterans, Alexander united Sogdiana with Bactria into one satrapy. The Sogdian nobleman and warlord Spitamenes (370–328 BC), allied with Scythian tribes, led an uprising against Alexander's forces. This revolt was put down by Alexander and his generals Amyntas, Craterus, and Coenus, with the aid of native Bactrian and Sogdian troops.Holt, Frank L. (1989), Alexander the Great and Bactria: the Formation of a Greek Frontier in Central Asia, Leiden, New York, Copenhagen, Cologne: E. J. Brill, pp 64–65 (see also footnote #62 for mention of Sogdian troops), . With the Scythian and Sogdian rebels defeated, Spitamenes was allegedly betrayed by his own wife and beheaded.Holt, Frank L. (1989), Alexander the Great and Bactria: the Formation of a Greek Frontier in Central Asia, Leiden, New York, Copenhagen, Cologne: E. J. Brill, p. 65 (see footnote #63), . Pursuant with his own marriage to Roxana, Alexander encouraged his men to marry Sogdian women in order to discourage further revolt.Holt, Frank L. (1989), Alexander the Great and Bactria: the Formation of a Greek Frontier in Central Asia, Leiden, New York, Copenhagen, Cologne: E. J. Brill, pp 67–8, . This included Apama, daughter of the rebel Spitamenes, who wed Seleucus I Nicator and bore him a son and future heir to the Seleucid Empire.Magill, Frank N. et al. (1998), The Ancient World: Dictionary of World Biography, Volume 1, Pasadena, Chicago, London,: Fitzroy Dearborn Publishers, Salem Press, p. 1010, . According to the Roman historian Appian, Seleucus I named three new Hellenistic cities in Asia after her (see Apamea).
The military power of the Sogdians never recovered. Subsequently, Sogdiana formed part of the Hellenistic Greco-Bactrian Kingdom, a breakaway state from the Seleucid Empire founded in 248 BC by Diodotus I, for roughly a century.Christopoulos, Lucas (August 2012), "Hellenes and Romans in Ancient China (240 BC – 1398 AD)", in Victor H. Mair (ed), Sino-Platonic Papers, No. 230, Chinese Academy of Social Sciences, University of Pennsylvania Department of East Asian Languages and Civilizations, pp 8–9, .Mark J. Dresden (1981), "Introductory Note", in Guitty Azarpay, Sogdian Painting: the Pictorial Epic in Oriental Art, Berkeley, Los Angeles, London: University of California Press, pp 3–5, . Euthydemus I, a former satrap of Sogdiana, seems to have held the Sogdian territory as a rival claimant to the Greco-Bactrian throne; his coins were later copied locally and bore Aramaic language.Jeffrey D. Lerner (1999), The Impact of Seleucid Decline on the Eastern Iranian Plateau: the Foundations of Arsacid Parthia and Graeco-Bactria, Stuttgart: Steiner, pp 82–84, . The Greco-Bactrian king Eucratides I may have recovered sovereignty of Sogdia temporarily.
The Yuezhis were visited in Transoxiana by a Chinese mission, led by Zhang Qian in 126 BC, Silk Road, North China, C. Michael Hogan, The Megalithic Portal, A. Burnham, ed. which sought an offensive alliance with the Yuezhi against the Xiongnu. Zhang Qian, who spent a year in Transoxiana and Bactria, wrote a detailed account in the Shiji, which gives considerable insight into the situation in Central Asia at the time. The request for an alliance was denied by the son of the slain Yuezhi king, who preferred to maintain peace in Transoxiana rather than seek revenge.
Zhang Qian also reported:
From the 1st century AD, the Yuezhi morphed into the powerful Kushan Empire, covering an area from Sogdia to eastern India. The Kushan Empire became the center of the profitable Central Asian commerce. They began minting unique coins bearing the faces of their own rulers. They are related to have collaborated militarily with the Chinese against nomadic incursion, particularly when they allied with the Han dynasty general Ban Chao against the Sogdians in 84, when the latter were trying to support a revolt by the king of Kashgar.de Crespigny, Rafe. (2007). A Biographical Dictionary of Later Han to the Three Kingdoms (23–220 AD). Leiden: Koninklijke Brill. page 5-6. .
The Hephthalites may have built major fortified Hippodamian cities (rectangular walls with an orthogonal network of streets) in Sogdiana, such as Bukhara and Panjikent, as they had also in Herat, continuing the city-building efforts of the Kidarites. The Hephthalites probably ruled over a confederation of local rulers or governors, linked through alliance agreements. One of these vassals may have been Asbar, ruler of Vardanzi, who also minted his own coinage during the period.
The wealth of the Sasanian ransoms and tributes to the Hephthalites may have been reinvested in Sogdia, possibly explaining the prosperity of the region from that time. Sogdia, at the center of a new Silk Road between China to the Sasanian Empire and the Byzantine Empire became extremely prosperous under its nomadic elites. The Hephthalites took on the role of major intermediary on the Silk Road, after their great predecessor the Kushans, and contracted local Sogdians to carry on the trade of silk and other luxury goods between the Chinese Empire and the Sasanian Empire.
Because of the Hephthalite occupation of Sogdia, the original coinage of Sogdia came to be flooded by the influx of Sasanian coins received as a tribute to the Hephthalites. This coinage then spread along the Silk Road. The symbol of the Hephthalites appears on the residual coinage of Samarkand, probably as a consequence of the Hephthalite control of Sogdia, and becomes prominent in Sogdian coinage from 500 to 700 AD, including in the coinage of their indigenous successors the (642–755 AD), ending with the Muslim conquest of Transoxiana.
Archaeological remains suggest that the Turkic peoples probably became the main trading partners of the Sogdians, as appears from the tomb of the Sogdian trader An Jia. The Turks also appear in great numbers in the Afrasiab murals of Samarkand, where they are probably shown attending the reception by the local Sogdian ruler Varkhuman in the 7th century AD. These paintings suggest that Sogdia was a very cosmopolitan environment at that time, as delegates of various nations, including Chinese and Korean delegates, are also shown. From around 650, China led the conquest of the Western Turks, and the Sogdian rulers such as Varkhuman as well as the Western Turks all became nominal vassals of China, as part of the Anxi Protectorate of the Tang dynasty, until the Muslim conquest of Transoxiana.
From 722, following the Muslim invasion, new groups of Sogdians, many of them Nestorian Christians, emigrated to the east, where the Turks had been more welcoming and more tolerant of their religion since the time of Sassanian religious persecutions. They particularly created colonies in the area of Semirechye, where they continued to flourish into the 10th century with the rise of the Karluks and the Kara-Khanid Khanate. These Sogdians are known for producing beautiful silver plates with Eastern Christian iconography, such as the Anikova dish.
From 1212, the Kara-Khanids in Samarkand were conquered by the Kwarazmians. Soon however, Khwarezmia was invaded by the early Mongol Empire and its ruler Genghis Khan destroyed the once vibrant cities of Bukhara and Samarkand.Sophie Ibbotson and Max Lovell-Hoare (2016), Uzbekistan, 2nd edition, Bradt Travel Guides Ltd, pp 12–13, . However, in 1370, Samarkand saw a revival as the capital of the Timurid Empire. The Turko-Mongol ruler Timur brought about the forced immigration to Samarkand of artisans and intellectuals from across Asia, transforming it not only into a trade hub but also into one of the most important cities of the Islamic world.Sophie Ibbotson and Max Lovell-Hoare (2016), Uzbekistan, 2nd edition, Bradt Travel Guides Ltd, pp 14–15, .
Unlike the empires of antiquity, the Sogdian region was not a territory confined within fixed borders, but rather a network of , from one oasis to another, linking Sogdiana to Byzantium, India, Indochina and China.
Following Zhang Qian's embassy and report, commercial Chinese relations with Central Asia and Sogdiana flourished, as many Chinese missions were sent throughout the 1st century BC. In his Shiji published in 94 BC, Chinese historian Sima Qian remarked that "the largest of these embassies to foreign states numbered several hundred persons, while even the smaller parties included over 100 members ... In the course of one year anywhere from five to six to over ten parties would be sent out."Shiji, trans. Burton Watson In terms of the silk trade, the Sogdians also served as middlemen between the Chinese Han Empire and the Parthian Empire of the Middle East and West Asia. Sogdians played a major role in facilitating trade between China and Central Asia along the Silk Roads as late as the 10th century, their language serving as a lingua franca for Asian trade as far back as the 4th century.Hanks, Reuel R. (2010), Global Security Watch: Central Asia, Santa Barbara, Denver, Oxford: Praeger, p. 3.Mark J. Dresden (2003), "Sogdian Language and Literature", in Ehsan Yarshater, The Cambridge History of Iran, Vol III: The Seleucid, Parthian, and Sasanian Periods, Cambridge: Cambridge University Press, p. 1219, .
Subsequent to their domination by Alexander the Great, the Sogdians from the city of Marakanda (Samarkand) became dominant as traveling merchants, occupying a key position along the ancient Silk Road.Ahmed, S. Z. (2004), Chaghatai: the Fabulous Cities and People of the Silk Road, West Conshohocken: Infinity Publishing, pp 61–65. They played an active role in the spread of faiths such as Manicheism, Zoroastrianism, and Buddhism along the Silk Road. The Chinese Sui Shu ( Book of Sui) describes Sogdians as "skilled merchants" who attracted many foreign traders to their land to engage in commerce.Howard, Michael C., Transnationalism in Ancient and Medieval Societies, the Role of Cross Border Trade and Travel, McFarland & Company, 2012, p. 134. They were described by the Chinese as born merchants, learning their commercial skills at an early age. It appears from sources, such as documents found by Sir Aurel Stein and others, that by the 4th century they may have monopolized trade between India and China. A letter written by Sogdian merchants dated 313 AD and found in the ruins of a watchtower in Gansu, was intended to be sent to merchants in Samarkand, warning them that after Liu Cong of Han-Zhao sacked Luoyang and the Jin emperor fled the capital, there was no worthwhile business there for Indian and Sogdian merchants.Howard, Michael C., Transnationalism in Ancient and Medieval Societies, the Role of Cross Border Trade and Travel, McFarland & Company, 2012, pp 133–34. Furthermore, in 568 AD, a Turko-Sogdian delegation travelled to the Roman emperor in Constantinople to obtain permission to trade and in the following years commercial activity between the states flourished.J. Rose, 'The Sogdians: Prime Movers between Boundaries', Comparative Studies of South Asia, Africa and the Middle East, vol. 30, no. 3, (2010), p. 412 Put simply, the Sogdians dominated trade along the Silk Road from the 2nd century BC until the 10th century.
Suyab and Taraz in modern-day Kyrgyzstan were the main Sogdian centers in the north that dominated the caravan routes of the 6th to 8th centuries.Grégoire Frumkin (1970), Archaeology in Soviet Central Asia, Leiden, Koln: E. J. Brill, pp 35–37. Their commercial interests were protected by the resurgent military power of the Göktürks, whose empire was built on the political power of the Ashina tribe clan and economic clout of the Sogdians.Wink, André. Al-Hind: The Making of the Indo-Islamic World. Brill Academic Publishers, 2002. .Stark, Sören. Die Alttürkenzeit in Mittel- und Zentralasien. Archäologische und historische Studien (Nomaden und Sesshafte, vol. 6). Reichert, 2008 . Sogdian trade, with some interruptions, continued into the 9th century. For instance, camels, women, girls, silver, and gold were seized from Sogdia during a raid by Qapaghan Qaghan (692–716), ruler of the Second Turkic Khaganate. In the 10th century, Sogdiana was incorporated into the Uighur Empire, which until 840 encompassed northern Central Asia. This khaganate obtained enormous deliveries of silk from Tang China in exchange for horses, in turn relying on the Sogdians to sell much of this silk further west. Peter B. Golden writes that the Uyghurs not only adopted the Sogdian alphabet and religious faiths of the Sogdians, such as Manichaeism, Buddhism, and Christianity, but also looked to the Sogdians as "mentors", while gradually replacing them in their roles as Silk Road traders and purveyors of culture.Peter B. Golden (2011), Central Asia in World History, Oxford, New York: Oxford University Press, p. 47, . Muslim geographers of the 10th century drew upon Sogdian records dating to 750–840. After the end of the Uyghur Empire, Sogdian trade underwent a crisis. Following the Muslim conquest of Transoxiana in the 8th century, the Samanids resumed trade on the northwestern road leading to the Khazars and the Urals and the northeastern one toward the nearby Turkic tribes.
During the 5th and 6th century, many Sogdians took up residence in the Hexi Corridor, where they retained autonomy in terms of governance and had a designated official administrator known as a Sabao, which suggests their importance to the socioeconomic structure of China. The Sogdian influence on trade in China is also made apparent by a Chinese document which lists taxes paid on caravan trade in the Turpan region and shows that twenty-nine out of the thirty-five commercial transactions involved Sogdian merchants, and in thirteen of those cases both the buyer and the seller were Sogdian.J. Rose, 'The Sogdians: Prime Movers between Boundaries', Comparative Studies of South Asia, Africa and the Middle East, vol. 30, no. 3, (2010), p. 416 Trade goods brought to China included , alfalfa, and Sassanid Empire, as well as glass containers, Mediterranean coral, brass Buddhist images, Roman wool cloth, and Amber Road. These were exchanged for Chinese paper, copper, and silk. In the 7th century, the Chinese Buddhist pilgrim Xuanzang noted with approval that Sogdian boys were taught to read and write at the age of five, though their skill was turned to trade, disappointing the scholarly Xuanzang. He also recorded the Sogdians working in other capacities such as farmers, carpetweavers, glassmakers, and woodcarvers.Wood 2002:66
It appears, however, that direct trade with the Sogdians remained limited in light of the small amount of Roman currency and Byzantine coins found in Central Asian and Chinese archaeological sites belonging to this era. Although Roman embassies apparently reached Han China from 166 AD onwards,de Crespigny, Rafe (2007), A Biographical Dictionary of Later Han to the Three Kingdoms (23–220 AD), Leiden: Koninklijke Brill, p. 600, . and the Ancient Rome imported Han Chinese silk while the Han dynasty Chinese imported as discovered in their tombs,Brosius, Maria (2006), The Persians: An Introduction, London & New York: Routledge, pp 122–123, .An, Jiayao (2002), "When Glass Was Treasured in China", in Juliano, Annette L. and Judith A. Lerner, Silk Road Studies: Nomads, Traders, and Holy Men Along China's Silk Road, 7, Turnhout: Brepols Publishers, pp. 79–94, . Valerie Hansen (2012) wrote that no Roman coins from the Roman Republic (507–27 BC) or the Principate (27 BC – 330 AD) era of the Roman Empire have been found in China.Hansen, Valerie (2012), The Silk Road: A New History, Oxford: Oxford University Press, p. 97, . However, Warwick Ball (2016) upends this notion by pointing to a hoard of sixteen Roman coins found at Xi'an, China (formerly Chang'an), dated to the reigns of various emperors from Tiberius (14–37 AD) to Aurelian (270–275 AD).Warwick Ball (2016), Rome in the East: Transformation of an Empire, 2nd edition, London & New York: Routledge, , p. 154. The earliest gold solidus coins from the Eastern Roman Empire found in China date to the reign of Byzantine emperor Theodosius II (r. 408–450) and altogether only forty-eight of them have been found (compared to thirteen-hundred silver coins) in Xinjiang and the rest of China. The use of silver coins in Turfan persisted long after the Tang campaign against Karakhoja and Chinese conquest of 640, with a gradual adoption of Chinese bronze coinage over the course of the 7th century. The fact that these Eastern Roman coins were almost always found with Sasanian Persian silver coins and Eastern Roman gold coins were used more as ceremonial objects like , confirms the pre-eminent importance of Greater Iran in Chinese Silk Road commerce of Central Asia compared to Eastern Rome.Hansen, Valerie (2012), The Silk Road: A New History, Oxford: Oxford University Press, pp 97–98, .
The style of this period in Kizil is characterized by strong Iranian-Sogdian elements probably brought with intense Sogdian-Tocharian trade, the influence of which is especially apparent in the Central-Asian with Sogdian textile designs, as well as Sogdian longswords of many of the figures. Other characteristic Sogdian designs are animals, such as ducks, within pearl medallions.
Aurel Stein discovered 5 letters written in Sogdian known as the "Ancient Letters" in an abandoned watchtower near Dunhuang in 1907. One of them was written by a Sogdian woman named Miwnay who had a daughter named Shayn and she wrote to her mother Chatis in Sogdia. Miwnay and her daughter were abandoned in China by Nanai-dhat, her husband who was also Sogdian like her. Nanai-dhat refused to help Miwnay and their daughter after forcing them to come with him to Dunhuang and then abandoning them, telling them they should serve the Han Chinese. Miwnay asked one of her husband's relative Artivan and then asked another Sogdian man, Farnkhund to help them but they also abandoned them. Miwnay and her daughter Shayn were then forced to became servants of Han Chinese after living on charity from a priest. Miwnay cursed her Sogdian husband for leaving her, saying she would rather have been married to a pig or dog.Sogdian Ancient Letter No. 3. Reproduced from Susan Whitfield (ed.), The Silk Road: Trade, Travel, War and Faith (2004) p. 248.
Still, some Sogdians continued living in Gansu. A community of Sogdians remained in the Northern Liang capital of Wuwei, but when the Northern Liang were defeated by the Northern Wei in 439 AD, many Sogdians were forcibly relocated to the Northern Wei capital of Datong, thereby fostering exchanges and trade for the new dynasty. Numerous Central Asian objects have been found in Northern Wei tombs, such as the tomb of Feng Hetu.
Other Sogdians came from the west and took positions in Chinese society. The Bei shich. 92, p. 3047 describes how a Sogdian came from Anxi (western Sogdiana or Parthia) to China and became a sabao (è–©ä¿, from Sanskrit sarthavaha, meaning caravan leader)Liu, Xinru, "The Silk Road: Overland Trade and Cultural Interactions in Eurasia", in Agricultural and Pastoral Societies in Ancient and Classical History, ed. Michael Adas, American Historical Association, Philadelphia: Temple University Press, 2001, p. 168. who lived in Jiuquan during the Northern Wei (386 – 535 AD), and was the ancestor of An Tugen, a man who rose from a common merchant to become a top ranking minister of state for the Northern Qi (550 – 577 AD). Valerie Hansen asserts that around this time and extending into the Tang dynasty (618 – 907 AD), the Sogdians "became the most influential of the non-Chinese groups resident in China". Two different types of Sogdians came to China, envoys and merchants. Sogdian envoys settled, marrying Chinese women, purchasing land, with newcomers living there permanently instead of returning to their homelands in Sogdiana. They were concentrated in large numbers around Luoyang and Chang'an, and also Xiangyang in present-day Hubei, building Zoroastrian Fire temple to service their communities once they reached the threshold of roughly 100 households. From the Northern Qi to Tang periods, the leaders of these communities, the sabao, were incorporated into the official hierarchy of state officials.
During the 6–7th centuries AD, Sogdian families living in China created important tombs with funerary explaining the history of their illustrious houses. Their burial practices blended both Chinese forms such as carved funerary beds with Zoroastrian sensibilities in mind, such as separating the body from both the earth and water.Howard, Michael C., Transnationalism in Ancient and Medieval Societies, the Role of Cross Border Trade and Travel, McFarland & Company, 2012, pp 134–35. Sogdian tombs in China are among the most lavish of the period in this country, and are only inferior to Imperial tombs, suggesting that the Sogdian Sabao were among the wealthiest members of the population.
In addition to being merchants, monks, and government officials, Sogdians also served as soldiers in the Tang military.Howard, Michael C., Transnationalism in Ancient and Medieval Societies, the Role of Cross Border Trade and Travel, McFarland & Company, 2012, p. 135. An Lushan, whose father was Sogdian and mother a Gokturk, rose to the position of a military governor ( jiedushi) in the northeast before leading the An Lushan Rebellion (755 – 763 AD), which split the loyalties of the Sogdians in China. The An Lushan rebellion was supported by many Sogdians, and in its aftermath many of them were slain or changed their names to escape their Sogdian heritage, so that little is known about the Sogdian presence in North China since that time.J. Rose, 'The Sogdians: Prime Movers between Boundaries', Comparative Studies of South Asia, Africa and the Middle East, vol. 30, no. 3, (2010), p. 417 The former Yan rebel general Gao Juren of Goguryeo descent ordered a mass slaughter of West Asian (Central Asian) Sogdians in Fanyang, also known as Jicheng (Beijing), in Youzhou identifying them through their big noses and lances were used to impale their children when he rebelled against the rebel Yan emperor Shi Chaoyi and defeated rival Yan dynasty forces under the Turk Ashina Chengqing,
Sogdians continued as active traders in China following the defeat of the rebellion, but many of them were compelled to hide their ethnic identity. A prominent case was An Chongzhang, Minister of War, and Duke of Liang who, in 756, asked Emperor Suzong of Tang to allow him to change his name to Li Baoyu because of his shame in sharing the same surname with the rebel leader. This change of surnames was enacted retroactively for all of his family members, so that his ancestors would also be bestowed the surname Li.
The Nestorian Christians like the Priest Yisi of Balkh helped the Tang dynasty general Guo Ziyi militarily crush the An Lushan rebellion, with Yisi personally acting as a military commander and Yisi and the Nestorian Church of the East were rewarded by the Tang dynasty with titles and positions as described in the Nestorian Stele.
Amoghavajra used his rituals against An Lushan while staying in Chang'an when it was occupied in 756 while the Tang dynasty crown prince and Xuanzong emperor had retreated to Sichuan. Amoghavajra's rituals were explicitly intended to introduced death, disaster and disease against An Lushan. As a result of Amoghavajrya's assistance in crushing An Lushan, Estoteric Buddhism became the official state Buddhist sect supported by the Tang dynasty, "Imperial Buddhism" with state funding and backing for writing scriptures, and constructing monasteries and temples. The disciples of Amoghavajra did ceremonies for the state and emperor. Tang dynasty Emperor Suzong was crowned as cakravartin by Amoghavajra after victory against An Lushan in 759 and he had invoked the Acala vidyaraja against An Lushan. The Tang dynasty crown prince Li Heng (later Suzong) also received important strategic military information from Chang'an when it was occupied by An Lushan though secret message sent by Amoghavajra.
Epitaphs were found dating from the Tang dynasty of a Christian couple in Luoyang of a Nestorian Christian Sogdian woman, who Lady An (安æ°) who died in 821 and her Nestorian Christian Han Chinese husband, Hua Xian (花献) who died in 827. These Han Chinese Christian men may have married Sogdian Christian women because of a lack of Han Chinese women belonging to the Christian religion, limiting their choice of spouses among the same ethnicity. Another epitaph in Luoyang of a Nestorian Christian Sogdian woman also surnamed An was discovered and she was put in her tomb by her military officer son on 22 January 815. This Sogdian woman's husband was surnamed He (å’Œ) and he was a Han Chinese man and the family was indicated to be multiethnic on the epitaph pillar. In Luoyang, the mixed raced sons of Nestorian Christian Sogdian women and Han Chinese men has many career paths available for them. Neither their mixed ethnicity nor their faith were barriers and they were able to become civil officials, a military officers and openly celebrated their Christian religion and support Christian monasteries.
During the Tang and subsequent Five Dynasties and Song dynasty, a large community of Sogdians also existed in the multicultural entrepôt of Dunhuang, Gansu, a major center of Buddhist learning and home to the Buddhist Mogao Caves.Galambos, Imre (2015), " She Association Circulars from Dunhuang", in Antje Richter, A History of Chinese Letters and Epistolary Culture, Brill: Leiden, Boston, pp 870–71. Although Dunhuang and the Hexi Corridor were captured by the Tibetan Empire after the An Lushan Rebellion, in 848 the ethnic Han Chinese general Zhang Yichao (799–872) managed to wrestle control of the region from the Tibetans during their civil war, establishing the Guiyi Circuit under Emperor XuÄnzong of Tang (r. 846–859).Taenzer, Gertraud (2016), "Changing Relations between Administration, Clergy and Lay People in Eastern Central Asia: a Case Study According to the Dunhuang Manuscripts Referring to the Transition from Tibetan to Local Rule in Dunhuang, 8th–11th Centuries", in Carmen Meinert, Transfer of Buddhism Across Central Asian Networks (7th to 13th Centuries), Leiden, Boston: Brill, pp 35–37. Zizhi Tongjian, vol. 249. Although the region occasionally fell under the rule of different states, it retained its multilingual nature as evidenced by an abundance of manuscripts (religious and secular) in Chinese language and Tibetan, but also Sogdian language, Saka language (another Eastern Iranian language native to Western Regions), Uyghur language, and Sanskrit.Galambos, Imre (2015), " She Association Circulars from Dunhuang", in Antje Richter, A History of Chinese Letters and Epistolary Culture, Brill: Leiden, Boston, p 871.
There were nine prominent Sogdian clans (æ˜æ¦ä¹å§“). The names of these clans have been deduced from the listed in a Tang-era Dunhuang manuscript (Pelliot chinois 3319V). Each "clan" name refers to a different city-state as the Sogdian used the name of their hometown as their Chinese surname.Galambos, Imre (2015), " She Association Circulars from Dunhuang", in Antje Richter, A History of Chinese Letters and Epistolary Culture, Brill: Leiden, Boston, pp 871–72. Of these the most common Sogdian surname throughout China was Shà (石, generally given to those from Chach, modern Tashkent). The following surnames also appear frequently on Dunhuang manuscripts and registers: ShÇ (å², from Kesh, modern Shahrisabz), An (安, from Bukhara), Mi (ç±³, from Panjakent), KÄng (康, from Samarkand), Cáo (曹, from Kabudhan, north of the Zeravshan River), and Hé (何, from Kushaniyah).Galambos, Imre (2015), " She Association Circulars from Dunhuang", in Antje Richter, A History of Chinese Letters and Epistolary Culture, Brill: Leiden, Boston, p. 872. Confucius is said to have expressed a desire to live among the "nine tribes" which may have been a reference to the Sogdian community.
The influence of Sinicized and multilingual Sogdians during this Guiyijun (æ¸ç¾©è») period (c. 850 – c. 1000 AD) of Dunhuang is evident in a large number of manuscripts written in Chinese characters from left to right instead of vertically, mirroring the direction of how the Sogdian alphabet is read.Galambos, Imre (2015), " She Association Circulars from Dunhuang", in Antje Richter, A History of Chinese Letters and Epistolary Culture, Brill: Leiden, Boston, pp 870, 873. Sogdians of Dunhuang also commonly formed and joined lay associations among their local communities, convening at Sogdian-owned in scheduled meetings mentioned in their epistle.Galambos, Imre (2015), " She Association Circulars from Dunhuang", in Antje Richter, A History of Chinese Letters and Epistolary Culture, Brill: Leiden, Boston, pp 872–73. Sogdians living in Turfan under the Tang dynasty and Gaochang Kingdom engaged in a variety of occupations that included: farming, military service, painting, leather crafting and selling products such as iron goods. The Sogdians had been migrating to Turfan since the 4th century, yet the pace of migration began to climb steadily with the Muslim conquest of Persia and Fall of the Sasanian Empire in 651, followed by the Islamic conquest of Samarkand in 712.
Sogdian was written largely in three scripts: the Sogdian alphabet, the Syriac alphabet, and the Manichaean alphabet, each derived from the Aramaic alphabet,Tafazzoli, A. (2003), "Iranian Languages", in C. E. Bosworth and M. S. Asimov, History of Civilizations of Central Asia, Volume IV: The Age of Achievement, A.D. 750 to the End of the Fifteenth Century, Delhi: Motilal Banarsidass Publishers Private Limited, pp 325–26.Mark J. Dresden (1981), "Introductory Note", in Guitty Azarpay, Sogdian Painting: the Pictorial Epic in Oriental Art, Berkeley, Los Angeles, London: University of California Press, pp 5–6, . which had been widely used in both the Achaemenid and Parthian Empire empires of ancient Iran.Christoph Baumer (2012), The History of Central Asia: the Age of the Steppe Warriors, London, New York: I.B. Tauris, p. 202–203, .Boyce, Mary (1983), "Parthian Writings and Literature", in Ehsan Yarshater, Cambridge History of Iran, 3.2, London & New York: Cambridge University Press, pp. 1151–1152. . The Sogdian alphabet formed the basis of the Old Uyghur alphabet of the 8th century, which in turn was used to create the Mongolian script of the early Mongol Empire during the 13th century.Tafazzoli, A. (2003), "Iranian Languages", in C. E. Bosworth and M. S. Asimov, History of Civilizations of Central Asia, Volume IV: The Age of Achievement, A.D. 750 to the End of the Fifteenth Century, Delhi: Motilal Banarsidass Publishers Private Limited, p 325. Later in 1599, the Jurchen leader Nurhaci decided to convert the Mongolian alphabet to make it suitable for the Manchu people.
The Yaghnobi people living in the Sughd province of Tajikistan still speak a descendant of the Sogdian language. Yaghnobi is largely a continuation of the medieval Sogdian dialect from the Osrushana region of the western Fergana Valley.Mark J. Dresden (1981), "Introductory Note", in Guitty Azarpay, Sogdian Painting: the Pictorial Epic in Oriental Art, Berkeley, Los Angeles, London: University of California Press, pp 2 & 5, . The great majority of the Sogdian people assimilated with other local groups such as the Bactrians, Kwaresm, and Persians, and came to speak Persian. In 819, the Persian speaking population founded the Samanid Empire in the region. They are among the ancestors of the modern Tajiks. Numerous Sogdian can be found in the modern Tajik language, although the latter is a Western Iranian language.
For both sexes clothes were tight-fitted, and narrow waists and wrists were appreciated. The silhouettes for grown men and young girls emphasized wide shoulders and narrowed to the waist; the silhouettes for female aristocrats were more complicated. The Sogdian clothing underwent a thorough process of Islamization in the ensuing centuries, with few of the original elements remaining. In their stead, turbans, , and sleeved coats became more common.
One of the most widely worshiped deities in Sogdia was the goddess Nana, derived from the Mesopotamian goddess Nanaya, and is traditionally depicted as a 4 armed goddess riding a lion, holding the sun and moon. She and the river god Oxus were some of the most widely attested deities from the region. She was regarded as a civic and astral goddess, and her sacred city was Panjikent.
The Sogdian religious texts found in China and dating to the Northern dynasties, Sui dynasty, and Tang are mostly Buddhist (translated from Chinese sources), Manichaean, and Nestorian Christian, with only a small minority of Zoroastrian texts. But, tombs of Sogdian merchants in China dated to the last third of the 6th century show predominantly Zoroastrian motifs or Zoroastrian-Manichaean syncretism, while archaeological remains from Sogdiana appear fairly Iranian and conservatively Zoroastrian.
However, the Sogdians epitomized the religious plurality found along the trade routes. The largest body of Sogdian texts are Buddhist, and Sogdians were among the principal translators of Buddhist sutras into Chinese. However, Buddhism did not take root in Sogdiana itself.A. M. Belenitskii and B. I. Marshak (1981), "Part One: the Paintings of Sogdiana" in Guitty Azarpay, Sogdian Painting: the Pictorial Epic in Oriental Art, Berkeley, Los Angeles, London: University of California Press, p. 35, . Additionally, the Bulayiq monastery to the north of Turpan contained Sogdian Christian texts, and there are numerous Manichaean texts in Sogdiana from nearby Qocho.J. Rose, 'The Sogdians: Prime Movers between Boundaries', Comparative Studies of South Asia, Africa and the Middle East, vol. 30, no. 3 (2010), pp. 416–7 The reconversion of Sogdians from Buddhism to Zoroastrianism coincided with the adoption of Zoroastrianism by the Sassanid Empire of Persia. From the 4th century onwards, Sogdian Buddhist pilgrims left behind evidence of their travels along the steep cliffs of the Indus River and Hunza Valley. It was here that they carved images of the Buddha and holy in addition to their full names, in hopes that the Buddha would grant them his protection.Liu, Xinru (2010), The Silk Road in World History, Oxford and New York: Oxford University Press, p 67–8.
The Sogdians also practiced Manichaeism, the faith of Mani, which they spread among the Uyghurs. The Uyghur Khaganate (744–840 AD) developed close ties to Tang China once it had aided the Tang in suppressing the rebellion of An Lushan and his Göktürk successor Shi Siming, establishing an annual trade relationship of one million bolts of Chinese silk for one hundred thousand horses.Liu, Xinru, "The Silk Road: Overland Trade and Cultural Interactions in Eurasia", in Agricultural and Pastoral Societies in Ancient and Classical History, ed. Michael Adas, American Historical Association, Philadelphia: Temple University Press, 2001, p. 169. The Uyghurs relied on Sogdian merchants to sell much of this silk further west along the Silk Road, a symbiotic relationship that led many Uyghurs to adopt Manichaeism from the Sogdians. However, evidence of Manichaean liturgical and canonical texts of Sogdian origin remains fragmentary and sparse compared to their corpus of Buddhist writings.Dresden, Mark J. (2003), "Sogdian Language and Literature", in Ehsan Yarshater, The Cambridge History of Iran, Vol III: The Seleucid, Parthian, and Sasanian Periods, Cambridge: Cambridge University Press, p. 1224, . The Uyghurs were also followers of Buddhism. For instance, they can be seen wearing silk robes in the praṇidhi scenes of the Uyghur Bezeklik Buddhist murals of Xinjiang, China, particularly Scene 6 from Temple 9 showing Sogdian donors to the Buddha.Gasparini, Mariachiara. " A Mathematic Expression of Art: Sino-Iranian and Uighur Textile Interactions and the Turfan Textile Collection in Berlin", in Rudolf G. Wagner and Monica Juneja (eds), Transcultural Studies, Ruprecht-Karls Universität Heidelberg, No 1 (2014), pp 134–163
In addition to Puranas, there were five Hindu deities known to have been worshipped in Sogdiana. These were Brahma, Indra, Shiva (Shiva), Narayana, and Vaishravana; the gods Brahma, Indra, and Shiva were known by their Sogdian names Zravan, Adbad and Veshparkar, respectively., As seen in an 8th-century mural from Panjakent, portable can be "associated" with Mahadeva-Veshparkar, Brahma-Zravan, and Indra-Abdab, according to Braja BihÄrÄ« Kumar.Braja BihÄrÄ« Kumar (2007). "India and Central Asia: Links and Interactions", in J.N. Roy and B.B. Kumar (eds), India and Central Asia: Classical to Contemporary Periods, 3–33. New Delhi: Published for Astha Bharati Concept Publishing Company. , p. 8.
Among the Sogdian Christians known in China from inscriptions and texts were An Yena, a Christian from An country (Bukhara). Mi Jifen a Christian from Mi country (Maymurgh), Kang Zhitong, a Sogdian Christian cleric from Kang country (Samarkand), Mi Xuanqing a Sogdian Christian cleric from Mi country (Maymurgh), Mi Xuanying, a Sogdian Christian cleric from Mi country (Maymurgh), An Qingsu, a Sogdian Christian monk from An country (Bukhara).
When visiting Yuan-era Zhenjiang, Jiangsu, China during the late 13th century, the Venice explorer and merchant Marco Polo noted that a large number of had been built there. His claim is confirmed by a Chinese text of the 14th century explaining how a Sogdian named Mar-Sargis from Samarkand founded six Nestorian Christian churches there, in addition to one in Hangzhou during the second half of the 13th century.Emmerick, R. E. (2003) "Iranian Settlement East of the Pamirs", in Ehsan Yarshater, The Cambridge History of Iran, Vol III: The Seleucid, Parthian, and Sasanian Periods, Cambridge: Cambridge University Press, pp 275. Nestorian Christianity had existed in China earlier during the Tang dynasty when a Persian monk named Alopen came to Chang'an in 653 to proselytize, as described in a dual Chinese and Syriac language inscription from Chang'an (modern Xi'an), dated to the year 781.Emmerick, R. E. (2003) "Iranian Settlement East of the Pamirs", in Ehsan Yarshater, The Cambridge History of Iran, Vol III: The Seleucid, Parthian, and Sasanian Periods, Cambridge: Cambridge University Press, pp 274. Within the Syriac inscription is a list of priests and monks, one of whom is named Gabriel, the archdeacon of "Xumdan" and "Sarag", the Sogdian names for the Chinese capital cities Chang'an and Luoyang, respectively.Emmerick, R. E. (2003) "Iranian Settlement East of the Pamirs", in Ehsan Yarshater, The Cambridge History of Iran, Vol III: The Seleucid, Parthian, and Sasanian Periods, Cambridge: Cambridge University Press, pp 274–5. In regards to textual material, the earliest Christian gospel texts translated into Sogdian coincide with the reign of the Sasanian Persian monarch Yazdegerd II (r. 438–457), and were translated from the Peshitta, the standard version of the Bible in Syriac Christianity.Dresden, Mark J. (2003), "Sogdian Language and Literature", in Ehsan Yarshater, The Cambridge History of Iran, Vol III: The Seleucid, Parthian, and Sasanian Periods, Cambridge: Cambridge University Press, pp 1225–1226, .
Sogdian and Chinese merchants regularly traded in slaves in and around Turpan during the Tang dynasty. Turpan under Tang dynasty rule was a center of major commercial activity between Chinese and Sogdian people merchants. There were many inns in Turpan. Some provided Sogdian sex workers with an opportunity to service the Silk Road merchants, since the official histories report that there were markets in women at Kucha and Khotan.Xin Tangshu 221a:6230. In addition, Susan Whitfield offers a fictionalized account of a Kuchean courtesan's experiences in the 9th century without providing any sources, although she has clearly drawn on the description of the prostitutes' quarter in Chang'an in Beilizhi; Whitfield, 1999, pp. 138–154. The Sogdian-language contract buried at the Astana Cemetery demonstrates that at least one Chinese man bought a Sogdian girl in 639 AD. One of the archaeologists who excavated the Astana site, Wu Zhen, contends that, although many households along the Silk Road bought individual slaves, as demonstrated in the earlier documents from Niya, the Turpan documents point to a massive escalation in the volume of the slave trade.Wu Zhen 2000 (p. 154 is a Chinese-language rendering based on Yoshida's Japanese translation of the Sogdian contract of 639). In 639 a female Sogdian slave was sold to a Chinese man, as recorded in an Astana cemetery legal document written in Sogdian. Khotan and Kucha were places where women were commonly sold, with ample evidence of the slave trade in Turfan thanks to contemporary textual sources that have survived. In Tang poetry Sogdian girls also frequently appear as waiting staff in the taverns and inns of the capital Chang'an.Rong, Xinjiang, "New light on Sogdian Colonies along the Silk Road : Recent Archaeological Finds in Northern China (Lecture at the BBAW on 20 September 2001)", in Berichte und Abhandlungen (17 December 2009); 10, S., p. 150.
Sogdian slave girls and their Chinese male owners made up the majority of Sogdian female-Chinese male pairings, while free Sogdian women were the most common spouse of Sogdian men. A smaller number of Chinese women were paired with elite Sogdian men. Sogdian man-and-woman pairings made up eighteen out of twenty-one marriages according to existing documents.
A document dated 731 AD reveals that precisely forty bolts of silk were paid to a certain Mi Lushan, a slave dealing Sogdian, by a Chinese man named Tang Rong (唿¦®) of Chang'an, for the purchase of an eleven-year-old girl. A person from Xizhou, a Tokharistani (i.e. Bactrian), and three Sogdians verified the sale of the girl.
Central Asians like Sogdians were called "Hu" (胡) by the Chinese during the Tang dynasty. Central Asian "Hu" women were stereotyped as barmaids or dancers by Han in China. Han Chinese men engaged in mostly extra-marital sexual relationships with them as the "Hu" women in China mostly occupied positions where sexual services were sold to patrons like singers, maids, slaves and prostitutes. Southern Baiyue girls were exoticized in poems. Han men did not want to legally marry them unless they had no choice such as if they were on the frontier or in exile since the Han men would be socially disadvantaged and have to marry non-Han. The task of taking care of herd animals like sheep and cattle was given to "Hu" slaves in China.
The Canadian Sinologist Edwin G. Pulleyblank published an article in 1952, demonstrating the presence of a Sogdian colony founded in Six Hu Prefectures of the Ordos Loop during the Chinese Tang period, composed of Sogdians and Turkic peoples who migrated from the Mongolian steppe. The Japanese historian Ikeda on wrote an article in 1965, outlining the history of the Sogdians inhabiting Dunhuang from the beginning of the 7th century, analyzing lists of their Chinese surname and the role of Zoroastrianism and Buddhism in their religious life.Rong, Xinjiang, "New light on Sogdian Colonies along the Silk Road : Recent Archaeological Finds in Northern China (Lecture at the BBAW on 20 September 2001)", in Berichte und Abhandlungen (17 December 2009); 10, S., pp 148–9. Yoshida Yutaka and Kageyama Etsuko, Japanese and of the Sogdian language, were able to reconstruct Sogdian names from forty-five different Chinese , noting that these were common in Turfan whereas Sogdians living closer to the center of Chinese civilization for generations adopted traditional .
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